State v. Butler

Annotate this Case
Justia Opinion Summary

The Supreme Court affirmed the judgment of the appellate court concluding that the trial court lost jurisdiction when it dismissed Defendant's pending criminal charges and, therefore, was without jurisdiction to entertain the State's motion to open the judgment and reinstate the charges, holding that criminal courts do not have jurisdiction to open a judgment following a dismissal.

After Defendant was charged with risk of injury to a child and breach of the peace in the second degree the court granted his application to participate in a supervised diversionary program for individuals with psychiatric disabilities. The trial court later dismissed the charges against him. The State moved to open the judgment of dismissal on the grounds that Defendant failed to satisfactorily complete the diversionary program. The trial court granted the motion on the grounds that the dismissal was erroneous. The appellate court reversed, concluding that the trial court lost jurisdiction over the matter when it rendered the judgment of dismissal. The Supreme Court affirmed, holding that the appellate court properly concluded that the trial court lacked jurisdiction to entertain the State's motion to open the judgment and reinstate the charges.

Download PDF
*********************************************** The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion. All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. *********************************************** STATE OF CONNECTICUT v. CARLTON BUTLER (SC 20702) Robinson, C. J., and McDonald, D’Auria, Mullins and Moll, Js. Syllabus The defendant appealed to the Appellate Court, challenging the trial court’s decision to grant the state’s motion to open the judgment dismissing certain criminal charges, including risk of injury to a child, that had been filed against the defendant. The charges stemmed from an incident in which the defendant allegedly had inappropriate contact with a twelve year old child. After the charges were filed, the defendant applied for and was granted admission to a statutory (§ 54-56l) two year, supervised diversionary program for individuals with psychiatric disabilities, which would lead to dismissal of the charges following his successful completion thereof. As a condition to being admitted to the program, the defendant agreed that he would have no contact with minors, including in a volunteer or work capacity, and that he would not be present at any locations frequented by minors. Thereafter, the trial court received a report noting that the defendant had successfully completed the program, and it held a hearing to address the possible dismissal of the charges under § 54-56l (i). At that hearing, the prosecutor argued that the court should not grant a dismissal in light of a final progress report, issued by the Court Support Services Division, that indicated that the defendant had not satisfactorily completed the program, and in light of a letter from the defendant’s probation officer that indicated that he received information from an anonymous source that the defendant had recently volunteered for an excursion sponsored by a local YMCA that involved minors. That letter also indicated that the defendant was not allowed to enter two local YMCAs due to certain undisclosed incidents and that he had unsuccessfully applied for employment positions as a camp counselor at a third local YMCA while he was participating in the program. That letter further indicated that the defendant had failed to report to his probation officer for a scheduled appointment. In response, defense counsel argued that, although the defendant did not appear for his most recent probation appointment, the allegations contained in the letter regarding volunteering at a YMCA and submitting YMCA employment applications had not been substantiated. Defense counsel also represented to the court that the defendant’s father had informed him that the defendant, who did not have a license to operate a motor vehicle, relied on his father to drive him everywhere, that the defendant did not participate in a YMCA excursion as a volunteer, and that he had never driven the defendant to a YMCA to apply for employment. The trial court ultimately dismissed the charges against the defendant. The following day, the state filed its motion to open, claiming that it obtained new information and evidence demonstrating that the defendant had not successfully completed the diversionary program, including footage of the defendant working at a summer camp, and that the trial court, in dismissing the case, relied on representations made by defense counsel that had proven to be false. During the hearing on the motion, defense counsel stressed the court’s lack of jurisdiction over the case following a dismissal under § 54-56l (i). The trial court granted the state’s motion, concluding that it had erroneously dismissed the charges because its dismissal was based on false information. On appeal, the Appellate Court reversed the trial court’s decision to grant the motion to open, concluding that the trial court improperly had granted the motion insofar as the trial court lost jurisdiction when it rendered its judgment of dismissal. The Appellate Court also concluded that it did not need to decide whether the civil rule that a trial court has intrinsic power to open a judgment obtained by fraud applies in the criminal context because, even if it did, the record did not support a finding that fraud was perpetrated on the trial court. On the granting of certification, the state appealed to this court. Held: 1. The Appellate Court correctly concluded that the trial court had lost jurisdiction when it dismissed the defendant’s criminal charges and was therefore without jurisdiction to rule on the state’s motion to open the judgment of dismissal: This court determined, after reviewing the record and the parties’ briefs, and after considering oral argument, that the Appellate Court’s reasoning and analysis were sound, and agreed with the Appellate Court’s conclusion that the trial court was divested of jurisdiction when it rendered a final and unconditional judgment of dismissal. This court clarified that the statutory (§ 52-212a) ‘‘four month rule,’’ which permits a trial court to retain jurisdiction over a civil judgment for a period of four months after the notice of judgment has been sent and to open that judgment during that four month period, is inapplicable in criminal cases. This clarification was based on this court’s consideration of legislation passed in 1977, which served to modify a trial court’s common-law authority to revise its judgments, the fact that § 52-212a pertains to ‘‘civil’’ judgments and the fact that the legislature had not enacted any similar provision authorizing a trial court to retain jurisdiction over a criminal judgment for a designated period of time following its rendering, and on this court’s recognition that, in State v. McCoy (331 Conn. 561), it had determined that the common-law rule that a trial court’s jurisdiction is lost upon the execution of a defendant’s sentence remained viable law. Moreover, this court concluded that State v. Wilson (199 Conn. 417), in which the court held that the four month rule of § 52-212a applied to criminal judgments, was wrongly decided, and that particular holding in Wilson was overruled. In concluding that the trial court’s judgment dismissing the defendant’s criminal charges served to divest that court of jurisdiction to decide the state’s motion to open, this court reasoned that a trial court’s authority over a criminal case derives from the presentment of an information, that § 54-56l (i) ensures that a defendant’s pending criminal charges will be dismissed upon his or her successful completion of the diversionary program authorized by § 54-56l, and that, when an information, which contains the charges and establishes the trial court’s jurisdiction, is dismissed, the court’s jurisdiction is extinguished because there exists no valid charging document to confer jurisdiction. Furthermore, this court observed that other jurisdictions have similarly concluded that a trial court is divested of jurisdiction and authority upon the dismissal of all criminal charges. 2. This court did not need to decide whether the civil rule permitting a trial court to open a judgment obtained by fraud applies in the criminal context insofar as the Appellate Court correctly concluded that the record in the present case did not support a finding of fraud or intentional misrepresentation. (One justice concurring separately) Argued February 23—officially released September 19, 2023 Procedural History Information charging the defendant with the crimes of risk of injury to a child and breach of the peace in the second degree, brought to the Superior Court in the judicial district of Ansonia-Milford, geographical area number five, where the court, Brown, J., granted the defendant’s application to participate in a statutorily authorized diversionary program; thereafter, the court, McShane, J., rendered judgment dismissing the information; subsequently, the court, McShane, J., granted the state’s motion to open the judgment of dismissal, and the defendant appealed to the Appellate Court, Prescott and Alexander, Js., with Bishop, J., dissenting, which reversed the trial court’s judgment and remanded the case with direction to dismiss the state’s motion to open, and the state, on the granting of certification, appealed to this court. Affirmed. Rocco A. Chiarenza, senior assistant state’s attorney, with whom, on the brief, were Margaret E. Kelley, state’s attorney, Rebecca A. Barry, supervisory assistant state’s attorney, and Mary A. SanAngelo, senior assistant state’s attorney, for the appellant (state). Emily H. Wagner, assistant public defender, for the appellee (defendant). Opinion McDONALD, J. This certified appeal requires us to decide, as a matter of first impression, whether a criminal court has inherent common-law jurisdiction to open a judgment of dismissal following the defendant’s completion of a supervised diversionary program within four months of the date it was rendered. We are also asked to decide whether the trial court has the authority to open the same judgment of dismissal if that judgment was the result of purported misrepresentations to the court. We conclude that criminal courts do not have jurisdiction to open a judgment following a dismissal. We also decline to reach the second certified question because the trial court made no findings of misrepresentations in the present case. The defendant, Carlton Butler, was arrested in 2017 on charges of risk of injury to a child and breach of the peace in the second degree. The charges arose from an incident at a McDonald’s restaurant in Derby involving inappropriate conduct between the defendant and a twelve year old child. In August, 2017, the defendant filed an application to participate in a supervised diversionary program for individuals with psychiatric disabilities. The trial court canvassed the defendant on the conditions imposed on him while participating in the diversionary program, which included that he have no contact with minors, including in a volunteer or work capacity, and that he not go to any areas frequented by minors. The defendant indicated that he was willing to abide by all of the conditions. The court subsequently granted the application. In the early stages of the two year supervised diversionary program, the defendant struggled with the program’s mental health and counseling requirements, which became the subject of several court hearings. Due to the defendant’s failure to regularly attend the court-mandated counseling sessions, the defendant was enrolled in an alternative program with the Sterling Center, which the trial court described as more rigorous than the initially designated program. In June, 2019, the court indicated that it received a report noting that the defendant successfully completed his sessions at the Sterling Center. The court congratulated the defendant on his success and the ‘‘great letter’’ it received, and continued the case to October 2, 2019, for possible dismissal under General Statutes § 54-56l (i), which provides for the dismissal of pending charges following the successful completion of a pretrial supervised diversionary program. On September 25, 2019, the Judicial Branch Court Support Services Division issued a final progress report, which indicated that the defendant had not satisfactorily completed the assigned diversionary program. Attached to the report was a letter from the defendant’s probation officer. The attached letter stated that the probation officer received information from an anonymous source that, in August, 2019, the defendant volunteered for a YMCA trip involving minors. The letter indicated that the Office of Adult Probation was unable to verify the accuracy of the information provided by the anonymous source. The letter further indicated that the probation officer found that the defendant was not allowed to enter the Waterbury and Torrington YMCAs due to ‘‘separate, undisclosed incidents’’ and that the Plainville YMCA director informed the officer that the defendant ‘‘unsuccessfully applied for three separate employment positions as a ‘camp counselor’ on [March 15, 2019].’’ Lastly, the letter noted that the defendant failed to report to his probation officer on September 18, 2019. There was nothing appended to the letter to substantiate these allegations. From September 25, 2019, until the defendant’s October 2, 2019 hearing, the Office of Adult Probation did not provide any further support or details regarding the information in the letter. On October 2, 2019, the trial court held a hearing to determine whether it would dismiss the charges against the defendant. The prosecutor argued that the court should not grant a dismissal because of the statements and allegations contained in the September 25 letter attached to the final progress report. In response, defense counsel argued that the allegations contained in the letter regarding volunteering at a local YMCA and submitting YMCA job applications had not been substantiated. Defense counsel also argued that ‘‘[the defendant] does not [have] a driver’s license. He does not own a car. His father drives him everywhere. His father is present here in the courtroom and is willing to come up and talk to Your Honor. Your Honor, I talked to [the defendant’s] father, who stated that [the defendant] has never gone on a YMCA trip as a volunteer. He’s also indicated to me that he’s never—they live in Waterbury. He’s also indicated to me that he’s never driven [the defendant] to the Plainville YMCA to apply for a job. ‘‘Secondly, Your Honor, the reason why [the defendant] is not allowed at the YMCAs is because, prior to this case—prior to the supervised diversionary program being granted, he was going to the YMCA. While the case was pending, he was going to the YMCA. At that point, someone notified the YMCA of his arrest. They told him he was no longer allowed back. So, I found it concerning . . . that some of this information [in the September 25, 2019 letter] is very dated. Okay? And, secondly, based on his father’s own representation to me, false. ‘‘It’s true, [the defendant] will admit that he did not go to his last probation meeting on September [18, 2019]. [The defendant] forgot about it. After two years, it’s the one and only one he’s ever missed. [The defen- dant] is attending Goodwin College; however, I know [the defendant] likes to tell people he’s living in East Hartford, but, after speaking with his father, he still lives at home with his father. His father drives him to Goodwin College. I know, in chambers, Your Honor, I had indicated that [the defendant] did apply for an adult counselor position, but that was through Easterseals; that was not through the YMCA. So, we don’t even know if this YMCA application is [the defendant] himself. [The defendant’s] father would probably tell Your Honor, because he’s told me, that he’s never driven [the defendant] to the Plainville YMCA. To [the father’s] knowledge, [the defendant] has never applied to . . . the YMCA for anything. He’s never, to his knowledge, ever went on a trip with minors. [The defendant’s] only mode of transportation is through his father. He’s never taken his father’s car without permission. [The defendant] doesn’t own a car. He doesn’t have a driver’s license. . . . Your Honor, so, essentially, the only thing that is a fact and is true is that [the defendant] missed his last probation meeting on [September 18, 2019]; however, the probation officer left a card for [the defendant] to go on [October 1, 2019]. . . . ‘‘I think, up to [this] point, Your Honor, [the defendant] has fulfilled everything on the supervised diversionary program. He paid for the Sterling Center out of pocket. He’s on disability. It was a financial hardship for him and his father. The allegations of [his] going to the YMCA during the pendency of [his] being [in] the supervised diversionary program is unfounded . . . and refuted by the only person he can get a ride from. For those reasons, Your Honor, I think [the defendant] should have a successful dismissal on this program.’’ After hearing arguments from both parties, the trial court proceeded to articulate its ruling dismissing the charges against the defendant: ‘‘[W]hat the court has before it is an individual who missed his last appointment, and the fact that this case has been pending since [June, 2017], with no arrests certainly speaks in the defendant’s behalf. I certainly understand the state’s concern with [regard] to the defendant working as a camp counselor, but I am concerned [with] the fact that this was an anonymous tip that was not looked into by the Office of Adult Probation, other than just to receive it without making phone calls. It doesn’t appear as though any of it is, in fact, true. The defendant had numerous appointments during the way, he had his bumps along the way and ended up making those. You know, it’s something that he applied for back on [October 2, 2017], with the understanding that, if he did what he was supposed to do, [the case] would be dismissed. He did what he was supposed to do. The case is therefore dismissed.’’ The next day, the state filed a motion to open the judgment of dismissal, claiming that information had come to the state’s attention following the judgment of dismissal that demonstrated that the defendant did not successfully complete the supervised diversionary program. It argued that the trial court relied on representations made by defense counsel that had proven to be false. The state also asserted that there was footage of the defendant working at a summer camp in Massachusetts that was taken during the summer of 2019. The state indicated that the Office of Adult Probation would provide a more detailed report as to the noncompliance. As to the trial court’s authority to open the case, the state argued that the court had jurisdiction under State v. Johnson, 301 Conn. 630, 643, 26 A.3d 59 (2011), Tyson v. Commissioner of Correction, 155 Conn. App. 96, 105, 109 A.3d 510, cert. denied, 315 Conn. 931, 110 A.3d 432 (2015), and State v. O’Bright, 13 Conn. App. 732, 733, 539 A.2d 161 (1988).1 The defendant objected to the motion, arguing that the cases relied on by the state were not pertinent to the trial court’s consideration of whether it could open the dismissal of the criminal charges. He also argued that granting the motion to open would be against public policy and would set a dangerous precedent that is particularly troublesome under these circumstances because a defendant who is enrolled in a diversionary program must agree to the tolling of the statute of limitations with respect to his underlying crimes in order to participate. Therefore, the defendant argued, granting the motion to open would endanger all current and past defendants who used a diversionary program and whose crimes are within the statute of limitations. The trial court held a hearing on the state’s motion to open on October 15, 2019, at which the court entered as court exhibits (1) an ‘‘addendum’’ to the September 25, 2019 letter,2 and (2) a five page report from the defendant’s probation officer dated October 4, 2019, which detailed the officer’s supervision of the defendant during the diversionary program and noted the officer’s concern that the defendant ‘‘continues to seek contact with minors and actively engages in deceptive behavior to conceal such contact.’’ The letter further stated that, ‘‘[u]nfortunately, this officer was unable to communicate this information to the [c]ourt prior to the dismissal of the [s]upervised [d]iversionary [p]rogram due to the [time frame] of the information being confirmed.’’ At the hearing, the trial court noted that it ‘‘based its decision to dismiss this [case] on information that was incorrect, was totally contradictory . . . and I would assert . . . that I did it under false pretenses. I dismissed this under false pretenses that the defendant was in compliance when . . . not only was he not in compliance, he couldn’t have been any further away from compliance.’’ It also indicated to defense counsel that it was ‘‘a little angered’’ by the representations made to the court but that it did not fault counsel because counsel ‘‘went with the information [he] had . . . at the time’’ and that the information later proved to be inaccurate. Both parties then presented argument on the issue of opening the judgment. The prosecutor focused her argument on the ‘‘material misrepresentation[s]’’ made to the trial court that concerned the specific conditions of the defendant’s program compliance. Defense counsel’s argument in objection stressed the lack of the court’s jurisdiction over the case following a dismissal under § 54-56l (i). Defense counsel also argued that he represented to the court only the information he knew and that the allegations he refuted were a YMCA trip and applying to the Plainville YMCA and that those allegations were never substantiated. Lastly, defense counsel reiterated how harmful this precedent would be to other defendants who engage in diversionary programs and that this situation is ‘‘bigger than [the defendant]’’ and ‘‘endangers any and all participants in [a diversionary program].’’ The trial court proceeded to grant the state’s motion to open the judgment of dismissal, noting that the dismissal was ‘‘erroneous’’ and stating on the record: ‘‘I don’t know a lot about subject matter jurisdiction. I know I looked at the cases that the state has provided [the court] with, and none of them seem[s] to be quite on point. But I also know what the right thing to do is. And the right thing to do in this particular case is to [open] this case and have the defendant . . . face the charges. I say that because this dismissal was granted [on] erroneous grounds. The dismissal was false, with false information. And, counsel, nobody has put any [aspersions on] you . . . and I’m not going to ask for— elicit a response, but it is wrong. It is wrong [that] the defendant received a dismissal. Just as if it was a clerical error, I will say this was an error, in that I had none of this information before me.’’ The court did not make any express finding that the state had established, by clear and convincing evidence, intentional misrepresentations by defense counsel to the court. The defendant appealed to the Appellate Court from the trial court’s decision to open the judgment, claiming that the trial court lacked jurisdiction to open and set aside the unconditional dismissal of his charges following his completion of the supervised diversionary program and that, in doing so, it deprived him of liberty and finality of judgment interests. See State v. Butler, 209 Conn. App. 63, 79, 267 A.3d 256 (2021). The state argued in response that the trial court possessed subject matter jurisdiction to open a case following a dismissal. Id. The Appellate Court agreed with the defendant and concluded that the trial court lost jurisdiction over the matter when it rendered the judgment of dismissal. Id., 79–80. Therefore, the Appellate Court concluded that the trial court improperly granted the state’s motion to open. Id., 80. The Appellate Court began its analysis by reviewing the original common-law rules regarding jurisdiction, under which ‘‘a trial court possesses the inherent power to modify its own judgments during the term at which they were rendered’’; (internal quotation marks omitted) id., 81; and that ‘‘a trial court has the discretionary power to modify or vacate a criminal judgment before the sentence has been executed.’’ (Emphasis in original; internal quotation marks omitted.) Id., 83. Additionally, it noted that ‘‘[n]o statutory provisions exist . . . that expand the existing common-law jurisdiction of our criminal courts or expressly permit a court to reinstate criminal charges after it has dismissed them.’’ Id. The Appellate Court surveyed a line of cases from this court dealing with the ‘‘four month rule’’ set forth in General Statutes § 52-212a,3 which permits a trial court to retain jurisdiction over a civil judgment for a period of four months after the notice of the judgment was sent. Id., 84–94. The Appellate Court acknowledged this court’s decision in State v. Wilson, 199 Conn. 417, 513 A.2d 620 (1986), in which this court concluded that the four month rule applied to criminal matters, as well as civil. See State v. Butler, supra, 209 Conn. App. 89–90; see also State v. Wilson, supra, 437. It also reviewed our subsequent decision in State v. Myers, 242 Conn. 125, 698 A.2d 823 (1997), in which this court cited Wilson as support for its observation that a criminal trial court retained jurisdiction to entertain a motion for a new trial, even after sentencing. See State v. Butler, supra, 90; see also State v. Myers, supra, 136 and n.16. The Appellate Court then explained that a more recent decision by this court, State v. McCoy, 331 Conn. 561, 206 A.3d 725 (2019), ‘‘fully abrogated in the context of final criminal judgments any application of the four month rule, which applies only in civil matters.’’ State v. Butler, supra, 94; see State v. McCoy, supra, 586–87. Thus, the Appellate Court concluded that, ‘‘once the criminal court rendered a final judgment dismissing all charges in the present case, it lost jurisdiction over the matter and could not properly entertain, let alone grant, a motion to open and restore the matter to the criminal docket.’’ State v. Butler, supra, 103–104. The Appellate Court also considered whether a criminal court has inherent jurisdiction to modify a judgment obtained by fraud. The court acknowledged the existing civil rule that a trial court has intrinsic power to open a judgment obtained by fraud. Id., 94; see also, e.g., Billington v. Billington, 220 Conn. 212, 218, 595 A.2d 1377 (1991). It concluded, however, that ‘‘[i]t [was] unnecessary to decide at this juncture . . . whether this particular civil rule applies equally in the criminal context because, even [if it assumed], without deciding, that it does, [it was] unconvinced that the record in the present case would support a finding that a fraud, as opposed to a negligent misrepresentation, was perpetrated on the [trial] court.’’4 (Footnote omitted.) State v. Butler, supra, 209 Conn. App. 94–95. The Appellate Court noted that, although the trial court likened its decision to dismiss the case to a ‘‘clerical error,’’ it cannot be properly classified as one. Id., 104. ‘‘The [trial] court made a reasoned determination on the facts presented that, contrary to the opinion of the Court Support Services Division and the state, the defendant had completed satisfactorily the diversionary program. It did so on the basis of the evidence before it and the arguments presented by the parties, including the representations made by defense counsel that went unchallenged despite later proving to be, at least in part, untrue. . . . The fact that the state later came into possession of better or more convincing evidence that, if presented to the [trial] court at the October 2, 2019 hearing, likely would have changed the court’s calculus and, therefore, its decision did not confer power on the court to entertain a motion to open the judgment of dismissal.’’ Id., 104–105. Lastly, the Appellate Court noted the policy considerations served by its conclusion, including the ‘‘significant liberty and finality of judgment interests’’ that attach by virtue of the trial court’s granting of an unconditional judgment of dismissal and the fact that the defendant, in agreeing to participate in the supervised diversionary program, ‘‘gave up his right to defend against the allegation leveled by the state and agreed to be subject to numerous conditions in excess of those imposed by the [trial] court as conditions of his release.’’ Id., 102. The Appellate Court acknowledged the state’s ‘‘valid and weighty interest in convicting the guilty’’; (internal quotation marks omitted) id., 103; but also emphasized that ‘‘the unique situation that the [trial] court found itself in . . . was largely the result of the state’s handling of the initial October 2, 2019 hearing. . . . [T]he state, in opposing the dismissal of the defendant’s charges, chose to rely solely on the negative final report and the letter appended thereto, which contained only unsubstantiated allegations of potential contacts with minors and one admitted failure to report as the sole basis to support the contention that the defendant unsatisfactorily completed the diversionary program. The state did not provide affidavits from the various YMCA employees who had provided information to the probation officer. It did not obtain or submit copies of the employment applications allegedly executed by the defendant or other corroborating evidence. It did not request the opportunity to question under oath the witness . . . on [whom] defense counsel [relied] in his argument and who was present in the courtroom during the October 2, 2019 hearing. Moreover, the state has not lost its ability to prosecute the defendant with respect to any actions that he took while participating in the program that may constitute violations of his terms of release or new crimes.’’ Id. The dissenting Appellate Court judge disagreed with the majority’s characterization of the state of the law following McCoy and concluded that Wilson was, at least in part, still applicable law. See id., 110–11 (Bishop, J., dissenting). In concluding that, when ‘‘no sentence has been imposed, a criminal court’s jurisdiction to modify its judgment ends after a period of four months following judgment,’’ the dissent implied that the trial court retained jurisdiction to modify its judgment notwithstanding the dismissal. Id., 110 (Bishop, J., dissenting). Furthermore, although it agreed with the majority’s conclusion that the trial court made no explicit findings of fraud, it characterized the court’s comments as a reflection of the court’s belief that it was ‘‘grossly misled’’; id., 114 (Bishop, J., dissenting); and ‘‘induced into an erroneous decision . . . .’’ Id., 115 (Bishop, J., dissenting). The state filed a petition for certification to appeal to this court, which we granted, limited to the following issues: (1) ‘‘Did the Appellate Court correctly conclude that the trial court lacked inherent common-law authority to modify its judgment of dismissal within four months of the date on which it was rendered?’’ And (2) ‘‘[d]id the Appellate Court properly reverse the trial court’s decision to open its judgment despite the fact that the judgment of dismissal was predicated on a material misrepresentation made to the trial court?’’ State v. Butler, 343 Conn. 904, 272 A.3d 1126 (2022). After reviewing the parties’ briefs, the record, and the oral argument, we conclude that the Appellate Court’s reasoning and analysis were sound and its conclusion was correct on both issues. Specifically, we conclude that the trial court lost jurisdiction upon rendering a final and unconditional judgment of dismissal; therefore, it lacked jurisdiction to entertain or grant the state’s motion to open. Second, we agree that the record does not support any finding by the trial court of intentional or material misrepresentations; accordingly, we need not address the question of whether intentional misrepresentations provided the court with a basis to claim jurisdiction to open its judgment of dismissal. Nevertheless, we clarify two points in support of the Appellate Court’s conclusion that the trial court lost jurisdiction upon rendering its judgment of dismissal. First, we make explicit what we implied in State v. McCoy, supra, 331 Conn. 561, that the four month rule permitted by statute in the context of civil cases is inapplicable to criminal cases. See id., 574–75, 580–87. Second, we explain that the unconditional dismissal of all charges is a final disposition of the case that deprives the trial court of any further jurisdiction over the matter. We begin by addressing the ‘‘four month rule’’ and its purported applicability to criminal cases. As the Appellate Court extensively discussed, our trial courts are courts of general jurisdiction. See State v. Butler, supra, 209 Conn. App. 81; see also, e.g., State v. Ramos, 306 Conn. 125, 133, 49 A.3d 197 (2012). ‘‘In the absence of statutory or constitutional provisions, the limits of [their] jurisdiction are delineated by the common law.’’ (Internal quotation marks omitted.) State v. Ramos, supra, 133–34. At common law, the Superior Court sat in sessions; see General Statutes (Rev. to 1977) § 51-181; and possessed inherent power to modify its judgments during the term during which they were rendered.5 ‘‘During the continuance of a term of court the judge holding it ha[d], in a sense, absolute control over judgments rendered; that is, he [could] declare and subsequently modify or annul them.’’ Sturdevant v. Stanton, 47 Conn. 579, 580 (1880). The common law has long recognized that, ‘‘during the term [in which] any judicial act is done, the record remaineth in the breast of the judges of the court, and in their remembrance, and therefore the roll is alterable during that term . . . .’’ (Internal quotation marks omitted.) Commonwealth v. Weymouth, 84 Mass. (2 Allen) 144, 145 (1861). ‘‘The authority thus exercised is probably founded on the practice by which the record is not finally made up until the end of the term or session of the court, when ‘the roll,’ as it is called, is signed and returned.6 Until then, it remains in the control of the court, and no entry therein is deemed to be final, or beyond the power of the court to amend or alter it, either for error or other sufficient cause.’’ (Footnote added.) Id. Additionally, in the criminal context, a trial court was also divested of jurisdiction upon any action in execution of a defendant’s sentence. See, e.g., State v. Pallotti, 119 Conn. 70, 74, 174 A. 74 (1934). ‘‘This is so because the court loses jurisdiction over the case when the defendant is committed to the custody of the [C]ommissioner of [C]orrection and begins serving the sentence.’’ (Internal quotation marks omitted.) State v. McCoy, supra, 331 Conn. 581–82. The legislature modified the structure of our court system in 1977 when it revised General Statutes (Rev. to 1977) § 51-181 to remove any reference to the ‘‘sessions’’ of court and, rather, provided in relevant part that the Superior Court ‘‘shall sit continuously throughout the year, at such times and places and for such duration of time as is fixed and determined by the chief court administrator . . . .’’ Public Acts 1977, No. 77576, § 27. In amending the statute to remove any reference to sessions or terms of the court, the legislature rendered the previous rule regarding continuing jurisdiction during the term inoperable. We recognized this change in State v. Luzietti, 230 Conn. 427, 646 A.2d 85 (1994), in which we noted that the rule ‘‘no longer has vitality in this state.’’ Id., 432 n.6. This modification did not, however, impact the existing common-law rule that ‘‘a trial court has the discretionary power to modify or vacate a criminal judgment before the sentence has been executed.’’ (Internal quotation marks omitted.) State v. McCoy, supra, 331 Conn. 581. Since the revision to General Statutes (Rev. to 1977) § 51-181, the legislature has granted continuing jurisdiction to the Superior Court in particular circumstances. For example, the legislature has authorized the court to modify the terms of probation, even after a sentence is imposed; see General Statutes §§ 53a-29 (c), 53a-30 (c) and 53a-32 (d); and to hear a petition for a new trial filed following sentencing. See General Statutes § 52270 (a). Significantly, the legislature enacted § 52-212a, which provides in relevant part that, ‘‘[u]nless otherwise provided by law and except in such cases in which the court has continuing jurisdiction, a civil judgment or decree rendered in the Superior Court may not be opened or set aside unless a motion to open or set aside is filed within four months following the date on which the notice of judgment or decree was sent. . . .’’7 (Emphasis added.) The legislature has not, however, enacted any similar statutory provisions permitting a trial court to retain general jurisdiction over criminal judgments for a designated period of time following a final disposition. We recognize that, notwithstanding the legislature’s action in the civil context, this court, in State v. Wilson, supra, 199 Conn. 417, concluded that the four month rule in § 52-212a extended to criminal judgments. See id., 437. Specifically, this court, without any analysis, concluded: ‘‘We see no reason to distinguish between civil and criminal judgments in this respect, and we therefore hold that, for purposes of the [common-law] rule, a criminal judgment may not be modified in matters of substance beyond a period of four months after the judgment has become final.’’ Id. This court, however, did not ultimately utilize the four month rule to confer jurisdiction on the Superior Court in that case. See id., 438. Following Wilson, this court, in State v. McCoy, supra, 331 Conn. 561, clarified that Wilson cannot be read as expanding the jurisdiction of the trial courts, and any reliance on the decision for that purpose is misplaced. See id., 581–82, 586–87. We explained that the commonlaw rule that jurisdiction is lost upon execution of the defendant’s sentence remains viable and controlling, and we overruled Wilson8 to the extent that it reached a conclusion that was inconsistent with that proposition.9 Id., 586–87. Although McCoy did not address the general applicability of the four month rule in criminal cases prior to the execution of a sentence, we take the opportunity to do so now. Our review of the common law and subsequent statutory provisions leads us to conclude that Wilson was wrongly decided, and we overrule it to the extent that it concluded that the four month rule applies in the criminal context. The court in Wilson failed to consider the differences between the civil and criminal contexts. Moreover, its conclusion that there was ‘‘no reason’’ not to apply the civil rule to the criminal context is analytically backward. State v. Wilson, supra, 199 Conn. 437. The proper inquiry is whether there was specific statutory authority to apply the civil rule in the criminal context, not whether there was a prohibition to extending it beyond what was legislatively authorized. The conclusion in Wilson usurped the proper role of the legislature and ignored the limitations that it inserted in § 52-212a, which applied the four month rule only in the civil context. We agree with the Appellate Court in the present case that ‘‘the court in Wilson provided absolutely no rationale for extending the four month rule to criminal judgments . . . .’’ State v. Butler, supra, 209 Conn. App. 94. As the Appellate Court stated, ‘‘the four month time period is not itself a creature of the common law; indeed, no such rule existed. Rather, it is the result of legislation and court rule, both of which expressly limit its application to a ‘civil judgment or decree . . . .’ ’’ Id., 93–94. Neither of those enactments contemplates application in the criminal context. It is well established that ‘‘[w]e are not permitted to supply statutory language that the legislature may have chosen to omit.’’ (Internal quotation marks omitted.) Dept. of Public Safety v. State Board of Labor Relations, 296 Conn. 594, 605, 996 A.2d 729 (2010). Therefore, it is not appropriately within our purview to infer jurisdiction when no statutory provision exists to grant it. Having concluded that the four month rule does not apply in the criminal context and that a trial court loses jurisdiction over a criminal matter once a sentence has been executed, the question that remains is whether the dismissal of criminal charges also divests the trial court of jurisdiction. We agree with the Appellate Court’s conclusion that the dismissal in the present case was a complete and final resolution of all pending charges, and, therefore, the trial court lost jurisdiction following that action. See State v. Butler, supra, 209 Conn. App. 80–81, 103–104. We find it useful, however, to expand on the Appellate Court’s rationale. There is no case law or statutory authority directly addressing the effect of a complete dismissal of criminal charges on a trial court’s jurisdiction. Existing authority in the criminal context generally, however, is instructive on this question. It is well established that the authority of the Superior Court over criminal cases derives from the presentment of an information, which is ‘‘essential to initiate a criminal proceeding.’’ Reed v. Reincke, 155 Conn. 591, 598, 236 A.2d 909 (1967). Here, to resolve the charges against him, the defendant applied for and was accepted into a pretrial supervised diversionary program for persons with psychiatric disabilities. Upon the successful completion of the program and applica- tion for dismissal, § 54-56l (i) promises dismissal of the charges. Furthermore, the statute also provides for erasure of any record of the charges under General Statutes § 54-142a upon successful completion of the program. General Statutes § 54-56l (i). When the information, which contains the charges and establishes the jurisdiction of the trial court, is dismissed, the court’s jurisdiction is extinguished because there is then no valid charging document pending before the court to confer jurisdiction on it. One example illustrating this principle is the trial court’s loss of jurisdiction upon entry of a nolle prosequi. ‘‘The effect of a nolle is to terminate the particular prosecution of the defendant without an acquittal and without placing him in jeopardy. . . . Therefore, the nolle places the criminal matter in the same position it held prior to the filing of the information. Indeed, no criminal matter exists until, and if, the prosecution issues a new information against the defendant. As our rules explain, [t]he entry of a nolle prosequi terminates the prosecution and the defendant shall be released from custody. If subsequently the prosecuting authority decides to proceed against the defendant, a new prosecution must be initiated. . . . The defendant is accused of no crime, is released from custody unconditionally and is no longer under the authority of the [trial] court. It follows that, generally, a court does not have jurisdiction over the case after the entry of a nolle. . . . Although this court has recognized a narrow exception to this general rule, that exception is not applicable in [this] case.’’10 (Citations omitted; emphasis added; footnote omitted; internal quotation marks omitted.) State v. Richardson, 291 Conn. 426, 430, 969 A.2d 166 (2009). The dismissal following completion of a diversionary program similarly places the case in a state in which ‘‘no criminal matter exists . . . .’’ (Internal quotation marks omitted.) Id. Therefore, without pending charges, the trial court does not possess jurisdiction over the case. Other jurisdictions have similarly concluded that a trial court is divested of jurisdiction and authority upon the dismissal of all criminal charges. For example, the Appellate Court highlighted Smith v. Superior Court, 115 Cal. App. 3d 285, 171 Cal. Rptr. 387 (1981), in which the California Court of Appeal concluded that, ‘‘at least [when] no actual fraud has been perpetrated [on] the court, a criminal court has no authority to vacate a dismissal entered deliberately but [on] an erroneous factual basis.’’ Id., 287; see also State v. Butler, supra, 209 Conn. App. 99. Similarly, the Washington Court of Appeals has concluded that ‘‘[a] criminal action is commenced by the filing of an indictment or information. . . . Thus, a [trial] court acquires subject matter jurisdiction over a criminal action only at such time as an indictment or information is filed . . . [and] loses subject matter jurisdiction when the indictment or infor- mation is dismissed.’’ (Citations omitted.) State v. Corrado, 78 Wn. App. 612, 615, 898 P.2d 860 (1995). The Missouri Court of Appeals has also concluded that, ‘‘[o]nce a nolle prosequi has been entered, the trial court loses jurisdiction to proceed with the case.’’ Kilgore v. State, 70 S.W.3d 621, 623 (Mo. App. 2002). Lastly, the Texas Court of Criminal Appeals has explained: ‘‘It is well settled that when a trial court empowered with jurisdiction over a criminal case sustains a motion to dismiss the indictment or information, the person accused thereunder is, in law, discharged from the accusation against him; there is, concomitant to such dismissal, no case pending against the accused and, accordingly, no jurisdiction remaining in the dismissing court.’’ State ex rel. Holmes v. Denson, 671 S.W.2d 896, 898–99 (Tex. Crim. App. 1984). CONCLUSION The Appellate Court correctly concluded that the trial court lost jurisdiction when it dismissed the defendant’s pending charges and, therefore, was without jurisdiction to entertain the state’s motion to open the judgment and reinstate the charges. We also agree with the Appellate Court’s conclusion that we need not decide whether the civil rule permitting a trial court to open a judgment obtained by fraud applies in the criminal context because the record before us does not support a finding of fraud or intentional misrepresentation. The judgment of the Appellate Court is affirmed. In this opinion ROBINSON, C. J., and MULLINS and MOLL, Js., concurred. 1 Although the state cited these cases in its initial motion to open, it did not reference these cases on appeal to this court. The trial court noted in its oral ruling that none of the cases was on point. The Appellate Court further concluded that ‘‘the record contains no argument by the state regarding how these cases are instructive, and, without the benefit of such input, we are left to agree with the assessment of the trial court and the defendant that these cases are inapposite to the issue before us.’’ State v. Butler, 209 Conn. App. 63, 87, 267 A.3d 256 (2021). We agree that the cases are not instructive, and they were not raised in this appeal, and, therefore, we do not address them further. 2 The addendum confirmed the representations that defense counsel made at the October 2, 2019 hearing regarding the defendant’s failure to appear for his probation appointment. Specifically, the addendum provided that the defendant met with the probation officer on October 1, explained that he had forgotten about the last appointment, and reported that he was living in East Hartford and was attending Goodwin College. The addendum also indicated that the defendant had become ‘‘agitated and refused to have a civil conversation about the negative report submitted to the [c]ourt.’’ Accordingly, the probation officer asked the defendant to leave the office. 3 Although § 52-212a has been amended since the events at issue in this appeal; see Public Acts 2021, No. 21-104, § 44; those amendments have no bearing on the merits of this appeal. In the interest of simplicity, we refer to the current revision of the statute. 4 The Appellate Court noted that, to open and vacate a civil judgment on the basis of fraud, a party must show that he was ‘‘diligent during trial in trying to discover and expose the fraud, and that there is clear proof of that fraud.’’ (Internal quotation marks omitted.) State v. Butler, supra, 209 Conn. App. 95; see also, e.g., Chapman Lumber, Inc. v. Tager, 288 Conn. 69, 107, 952 A.2d 1 (2008). 5 This court has interpreted the word ‘‘term,’’ as used in the common-law rule, to refer to ‘‘sessions’’ of the Superior Court, as it was defined in early enactments of General Statutes § 51-181. See, e.g., Snow v. Calise, 174 Conn. 567, 571–72, 392 A.2d 440 (1978). 6 It is notable that the rationale for permitting continuing jurisdiction until the end of the term—that the ‘‘roll’’ remained in the hands of the judges and was not signed until the end of the term—is no longer relevant in our present court operations because orders become finalized at the time they are issued. See Commonwealth v. Weymouth, supra, 84 Mass. (2 Allen) 145. 7 Practice Book § 17-43 (a), which sets forth the procedures for civil matters, contains similar language. 8 McCoy also overruled in part State v. Myers, supra, 242 Conn. 136. See State v. McCoy, supra, 331 Conn. 586–87. Myers disregarded the established principle that a trial court loses jurisdiction upon execution of the sentence and instead cited to Wilson in concluding that the court retained jurisdiction to entertain a motion for a new trial, even after execution of a sentence, because it was within the four month period. See id., 583–87; see also State v. Myers, supra, 136. 9 The Appellate Court’s opinion in the present case provides a thorough overview of this lineage of cases. See State v. Butler, supra, 209 Conn. App. 88–94. 10 The narrow exception mentioned in Richardson is from State v. Lloyd, 185 Conn. 199, 205–206, 440 A.2d 867 (1981), in which we concluded that ‘‘the trial court retains jurisdiction after the entry of a nolle prosequi over the defendant’s objection when the defendant has a motion to dismiss on other grounds pending before the court prior to the entry of the nolle.’’ State v. Richardson, 291 Conn. 426, 430 n.5, 969 A.2d 166 (2009). We need not address the continued viability of this rule because it is not at issue in this case.
Primary Holding

The Supreme Court held that criminal courts do not have jurisdiction to open a judgment following a dismissal.


Disclaimer: Justia Annotations is a forum for attorneys to summarize, comment on, and analyze case law published on our site. Justia makes no guarantees or warranties that the annotations are accurate or reflect the current state of law, and no annotation is intended to be, nor should it be construed as, legal advice. Contacting Justia or any attorney through this site, via web form, email, or otherwise, does not create an attorney-client relationship.

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.