Sledge v. Kooi, No. 07-1547 (2d Cir. 2009)
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07-1547-pr Sledge v. Kooi 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term, 2008 (Submitted: November 21, 2008 Decided: February 17, 2009 Amended: April 28, 2009) Docket No. 07-1547-pr Ronnie Sledge, Plaintiff-Appellant, v. Pang L. Kooi, Defendant-Appellee.* Before: McLAUGHLIN, CALABRESI, and LIVINGSTON, Circuit Judges. Appellant argues that the District Court erred in granting summary judgment to Defendant and dismissing Appellant s 42 U.S.C. § 1983 complaint. The judgment of the District Court is AFFIRMED. RONNIE SLEDGE, pro se, Auburn, N.Y., for PlaintiffAppellant. KATE H. NEPVEU, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Nancy A. Spiegel, Senior Assistant Solicitor General, on the brief), for Andrew M. * The Clerk of Court is directed to amend the official caption as set forth above. -1- 1 2 3 4 5 6 7 Cuomo, Attorney General of the State of New York, Albany, N.Y., for Defendant-Appellee. PER CURIAM: 8 Ronnie Sledge appeals from the judgment of the United States District Court for the Northern 9 District of New York (McAvoy, J.) granting Dr. Pang L. Kooi s motion for summary judgment and 10 dismissing Sledge s complaint raising claims under 42 U.S.C. § 1983. Sledge s complaint alleged 11 that Kooi had violated his Eighth Amendment rights while Sledge was incarcerated at the Auburn 12 Correctional Facility.1 The District Court adopted the Magistrate Judge s conclusion that there was 13 no basis to find that Kooi was deliberately indifferent to a serious medical need. In doing so, the 14 District Court also adopted the Magistrate Judge s revocation of Sledge s special status as a pro se 15 litigant. For the reasons that follow, we find that the District Court properly granted Kooi s motion 16 for summary judgment and dismissed Sledge s complaint. We write, however, to advise district 17 courts as to the proper means of approaching pro se litigants who are repeat filers. 18 BACKGROUND 19 In May 2005, Sledge, pro se and incarcerated, filed a second amended complaint pursuant 20 to 42 U.S.C. § 1983. This complaint alleged, inter alia, that Defendant Kooi had violated Sledge s 21 Eighth Amendment rights by refusing to provide him with proper medical treatment for eczema, 22 back pain, various stomach disorders, allergies, and asthma. Kooi answered, denying the material 23 allegations and raising, inter alia, the defense of qualified immunity. 1 Sledge also raised First and Fourteenth Amendment claims in his complaint, but he has not raised these claims on appeal. We therefore deem these claims abandoned. See LoSacco v. City of Middletown, 71 F.3d 88, 92 (2d Cir. 1995). -2- 1 On February 14, 2006, Sledge moved to compel the production of his medical records for the 2 years 1999 through 2005. Kooi opposed the motion, explaining that Sledge had already been 3 informed that his medical records were available from the medical department at his detention 4 facility. When Kooi moved for summary judgment in July 2006, he provided Sledge and the District 5 Court with copies of Sledge s medical records from October 2002 through March 2005. In August 6 2006, the Magistrate Judge (Lowe, M.J.) ordered Kooi to produce Sledge s medical records for 7 inspection at Sledge s correctional facility, as Kooi had indicated was possible. 8 As previously noted, Kooi moved for summary judgment in July 2006. Kooi s motion was 9 supported by, inter alia, an affidavit of Kooi, Sledge s medical records from October 2002 through 10 March 2005, and a statement of material facts as required by the Northern District s Local Rule of 11 Practice 7.1(a)(3). As required by N.D.N.Y. R. Civ. P. 56.2, the accompanying notice of motion 12 explicitly advised Sledge of his obligations pursuant to Fed. R. Civ. P. 56 and N.D.N.Y. R. Civ. P. 13 7.1(a)(3).2 In his opposition papers responding to Kooi s motion for summary judgment, Sledge 14 provided a statement of facts that tracked, in substantial part, the allegations set forth in his second 15 amended complaint. It also added numerous allegations regarding events that occurred subsequent 16 to the incidents underlying the complaint and, indeed, the filing of the complaint. Sledge s response, 17 however, made no mention of Kooi s statement of material facts, included essentially no references 18 to the record, and was supported only by Sledge s signed declaration detailing his various maladies 2 In 2006, Fed. R. Civ. P. 56 required Sledge, when opposing a motion for summary judgment, to rely not upon the mere allegations of his complaint, but rather to set forth specific facts showing that there is a genuine issue of material fact through affidavits and reference to the results of discovery. N.D.N.Y. R. Civ. P. 7.1(a)(3), in turn, required Sledge to respond to each of the assertions made in Kooi s statement of material facts with specific reference to the record and indicated that any facts set forth [therein] shall be deemed admitted unless specifically controverted by Sledge. -3- 1 as well as indicating that Kooi had declined to prescribe desired medication and, on occasion, had 2 threatened Sledge. 3 On February 12, 2007, the Magistrate Judge recommended that Kooi s motion for summary 4 judgment be granted. The Magistrate Judge began by stating that, while the court generally affords 5 special solicitude to pro se litigants, there are circumstances where an overly litigious inmate, who 6 is quite familiar with the legal system and with pleading requirements, may not be afforded [this] 7 special solicitude. The Magistrate Judge explained that the rationale for this revocation of special 8 status . . . is not that the pro se litigant should be punished but that his excessive litigiousness 9 demonstrates his experience, the lack of which is the reason for conferring the special status upon 10 pro se litigants in the first place. Applying this analytical framework, the Magistrate Judge noted 11 that Sledge had filed at least twelve other federal or state court actions or appeals, that he had been 12 victorious or partially victorious in at least three of these, and that among the partial victories was 13 a successful opposition of the dismissal upon summary judgment of a claim for deliberate 14 indifference in violation of the Eighth Amendment, the exact scenario presented in this case. The 15 Magistrate Judge further observed that Sledge s papers in his past actions, as well as the present one, 16 were fairly good. On this basis, the Magistrate Judge revoked Sledge s special status as a pro se 17 litigant for the remainder of this action. 18 The Magistrate Judge then noted that Kooi had filed a N.D.N.Y. R. Civ. P. 7.1(a)(3) 19 statement, but that Sledge had failed to file a N.D.N.Y. R. Civ. P. 7.1(a)(3) response. The Magistrate 20 Judge therefore took the facts set forth in Kooi s statement as true to the extent supported by the 21 record and not specifically controverted by Sledge. 22 Turning to the merits of Sledge s claims, the Magistrate Judge found that Sledge had failed -4- 1 to establish an Eighth Amendment claim, and that it was therefore unnecessary to determine whether 2 Kooi was entitled to qualified immunity. The Magistrate Judge also recommended dismissal of other 3 claims in the complaint, which are not at issue in this appeal. Sledge objected to the Magistrate 4 Judge s Report & Recommendation. By decision and order dated March 28, 2007, the District Court 5 adopted the Magistrate Judge s findings and granted Kooi summary judgment. 6 DISCUSSION 7 On appeal, Sledge argues that the District Court erred in adopting the Magistrate Judge s 8 determination that Sledge s special status as a pro se litigant should be revoked. He further contends 9 that he established a valid Eighth Amendment claim and that Kooi is not entitled to qualified 10 immunity. Finally, he asserts that he was unaware of the requirement that he file a response to 11 Kooi s statement of material facts, and that, even if he had been aware of that requirement, he was 12 prevented from complying with that mandate by Kooi s failure to produce his medical records for 13 inspection. 14 We review the District Court s grant of summary judgment de novo. Howley v. Town of 15 Stratford, 217 F.3d 141, 151 (2d Cir. 2000). Summary judgment is warranted when, after construing 16 the evidence in the light most favorable to the nonmoving party and drawing all reasonable 17 inferences in its favor, there is no genuine issue as to any material fact. Fed. R. Civ. P. 56(c); see 18 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-50, 255 (1986). 19 We take Sledge s second claim first, because it is dispositive of this appeal. A de novo 20 review of the record reveals that Kooi was entitled to judgment as a matter of law. To substantiate 21 an Eighth Amendment claim for medical indifference, a plaintiff must prove that the defendant was 22 deliberately indifferent to a serious medical need. See Farmer v. Brennan, 511 U.S. 825, 834-40 -5- 1 (1994). Sledge failed to produce sufficient evidence that any one of the conditions complained of 2 qualified as a serious medical need. Cf. Chance v. Armstrong, 143 F.3d 698, 702-03 (2d Cir. 3 1998) (finding that an unresolved dental condition, which caused the petitioner great pain, difficulty 4 eating, and deterioration of the health of his other teeth, was sufficiently serious under the Eighth 5 Amendment). Moreover, even assuming that, when taken together, Sledge s skin, back, stomach, 6 and other alleged ailments constituted a serious medical need, Sledge has failed to allege any facts 7 indicating that Kooi was deliberately indifferent to this need. 8 Similarly, Sledge s argument that he could not properly oppose the summary judgment 9 motion without reviewing his medical records is meritless. Sledge, in fact, had access to his medical 10 records covering the period from October 2002 to March 2005. Indeed, these records were attached 11 to Kooi s summary judgment motion. Sledge has failed entirely to explain how the inability to 12 review any remaining records prejudiced him in any way. 13 Notwithstanding our conclusion that Sledge s appeal must fail, we write additionally to give 14 guidance hortatory in nature to district courts facing pro se litigants who are repeat filers. We 15 note approvingly that the Magistrate Judge expressly indicated that he did not intend to punish 16 Sledge for excessive litigiousness, but rather merely to charge him with the responsibilities 17 accompanying his manifest experience with civil litigation. We also find commendable the 18 Magistrate Judge s careful analysis of Sledge s previous experience not only with civil litigation in 19 general, but also with the particular procedural context in which Sledge appeared before the 20 Magistrate Judge. We cannot agree, however, with the Magistrate Judge s ultimate conclusion that 21 Sledge s previous experience with civil litigation justified depriving him of the special solicitude 22 with which we approach pro se litigants for the entirety of the action. -6- 1 In reaching this conclusion, the Magistrate Judge relied on our decision in Davidson v. Flynn, 2 32 F.3d 27 (2d Cir. 1994), which involved a sparsely pleaded claim. In that case, this Court noted 3 that, such sparse pleadings by a pro se litigant unfamiliar with the requirements of the legal system 4 may be sufficient at least to permit the plaintiff to amend his complaint to state a cause of action. 5 Id. at 31. Given that the plaintiff was extremely litigious and quite familiar with the legal system 6 and with pleading requirements, however, this Court found that such sparse pleadings render[ed] 7 his due process claim insufficient. Id. 8 Were it necessary to reach this issue, we might conclude that Davidson should not be read 9 as endorsing general withdrawal of the solicitude ordinarily afforded pro se litigants from a litigious 10 complainant, at least absent a stronger showing than was present here that a pro se litigant has truly 11 acquired the relevant experience. Instead, we might conclude that, pursuant to Davidson, it is 12 appropriate to charge a pro se litigant with knowledge of, and therefore withdraw special status in 13 relation to, particular requirements with which he is familiar as a result of his extensive prior 14 experience in the courts. Accordingly, it is our recommendation that, when a court considers 15 whether to withdraw a pro se litigant s special status, it should consider not only that litigant s 16 lifetime participation in all forms of civil litigation, but also his experience with the particular 17 procedural setting presented. Absent a strong showing that a pro se litigant has acquired adequate 18 experience more generally, so as to render special solicitude unnecessary and potentially 19 inappropriate, a court would do well to limit the withdrawal of special status to specific contexts in 20 which the litigant s experience indicates that he may be fairly deemed knowledgeable and 21 experienced. 22 Were we to reach this question, we might conclude that the broad revocation of Sledge s -7- 1 special status as a pro se litigant was unwarranted. It is a close question whether a party who, like 2 Sledge, merely has appeared in approximately a dozen federal and state actions and has demonstrated 3 minimal competence therein can, without additional evidence of extensive participation in many 4 facets of civil litigation, be reasonably charged with knowledge of every requirement thereof. Had 5 the Magistrate Judge only withdrawn Sledge s special status in relation to the requirements of 6 opposing a motion for summary judgment, we might find such a decision to be appropriate. As he 7 did not do so and resolution of that issue would not affect our ultimate conclusion, however, we need 8 not determine here whether Sledge s experience with that particular procedural context was 9 sufficient to support a limited withdrawal of special status, and we note, once again, that our 10 foregoing discussion of Davidson and the revocation of a pro se litigant s special status is only 11 suggestive. 12 13 14 CONCLUSION For the foregoing reasons, the judgment of the District Court is AFFIRMED. -8-
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