Carr v. New York City Transit Authority, No. 22-792 (2d Cir. 2023)
Annotate this Case
Justia Opinion Summary
Want to stay in the know about new opinions from the Second Circuit US Court of Appeals?
Sign up for free summaries delivered directly to your inbox. Learn More ›
You already receive new opinion summaries from Second Circuit US Court of Appeals. Did you know we offer summary newsletters for even more practice areas and jurisdictions? Explore them here.
Plaintiff appealed the district court’s judgment dismissing her claims of age, race, and gender discrimination and retaliation under the Age Discrimination in Employment Act, 29 U.S.C. Section 621 et seq., Title VII of the Civil Rights Act of 1964, 42 U.S.C. Section 2000e et seq., and the Civil Rights Act of 1866, 42 U.S.C. Section 1981. On appeal, Plaintiff argued that the district court applied an incorrect legal standard to her retaliation claim and that it erroneously concluded that she had failed to demonstrate that Defendants’ race-neutral explanations for not selecting her for two internal promotions were pretextual.
The Second Circuit affirmed. The court held that Plaintiff has not demonstrated that Defendants’ explanations for her non-promotions were pretextual. Second, the court held that although the district court applied an incorrect standard to her retaliatory hostile work environment claim, Plaintiff has nevertheless failed to make out a prima facie case of retaliation and did not demonstrate that her employer’s non-retaliatory explanations were pretextual. The court explained that Defendant’s evidence supporting summary judgment established that Plaintiff received negative performance evaluations because she was not adequately or timely completing her duties and had become increasingly challenging to work with. The court wrote that Plaintiff has not rebutted this showing with evidence demonstrating that the reasons the NYCTA provided for the poor performance reviews were pretextual. Instead, she argues that the performance reviews must have been retaliatory due to their temporal proximity to her complaints. But she offers nothing more to establish causation.
Download PDF
22-792-cv Carr v. New York City Transit Authority United States Court of Appeals for the Second Circuit August Term 2022 No. 22-792-cv JENNIFER BERKELEY CARR, Plaintiff-Appellant, v. NEW YORK CITY TRANSIT AUTHORITY, MARVA BROWN, AND DAVID CHAN, Defendants-Appellees. On Appeal from the United States District Court for the Southern District of New York ARGUED: MAY 18, 2023 DECIDED: AUGUST 7, 2023 Before: POOLER, PARKER, AND NATHAN, Circuit Judges. Plaintiff-Appellant Jennifer Berkeley Carr appeals from a judgment of the United States District Court for the Southern District of New York (Broderick, J.) dismissing her claims of age, race, and gender discrimination and retaliation under the Age Discrimination in Employment Act, 29 U.S.C. § 621 et seq., Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., and the Civil Rights Act of 1866, 42 U.S.C. § 1981. On appeal Carr asserts that the district court applied an incorrect legal standard to her retaliation claim and that it erroneously concluded that she had failed to demonstrate that DefendantsAppellees’ race neutral explanations for not selecting her for two internal promotions were pretextual. First, we hold that Carr has not demonstrated that Defendants-Appellees’ explanations for her nonpromotions were pretextual. Second, we hold that although the district court applied an incorrect standard to her retaliatory hostile work environment claim, Carr has nevertheless failed to make out a prima facie case of retaliation and did not demonstrate that her employer’s non-retaliatory explanations were pretextual. We therefore AFFIRM the judgment of the district court. GREGORY G. SMITH, (Janet J. Lennon, on the brief), Law Office of Gregory Smith, Brooklyn, NY, for PlaintiffAppellant. MARIEL A. THOMPSON, Executive Agency Counsel New York City Transit Authority, New York, NY, for Defendants-Appellees. 2 1 PARKER, Circuit Judge: 2 Jennifer Berkeley Carr appeals from a judgment of the United 3 States District Court for the Southern District of New York (Broderick, 4 J.). The district court granted the motion of the New York City Transit 5 Authority, Marva Brown, and David Chan (collectively, “NYCTA”) 6 for summary judgment and dismissed Carr’s claims of age, race, and 7 gender discrimination and retaliation under the Age Discrimination 8 in Employment Act (“ADEA”), 29 U.S.C. § 621 et seq., Title VII of the 9 Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq., and the Civil Rights 10 Act of 1866, 42 U.S.C. § 1981. 11 On appeal, Carr contends that the district court applied an 12 incorrect legal standard to her retaliation claim and that it erroneously 13 concluded that she had failed to demonstrate that the NYCTA’s race 14 neutral explanations for its failure to promote her were pretextual. 15 First, we hold that Carr has not demonstrated that the NYCTA’s 16 explanations for her two non-promotions were pretextual. Next, we 17 conclude that although the district court applied an incorrect 18 standard to her retaliatory hostile work environment claim, Carr has 19 nevertheless failed to make out a prima facie case of retaliation or 20 demonstrate that the NYCTA’s explanations for its actions were 21 pretextual. We therefore AFFIRM the judgment of the district court. 22 23 BACKGROUND 24 Carr, an “African-American female of Caribbean descent” born 25 in 1955, worked for the New York City Transit Authority (the “Transit 26 Authority”) from 2000 to 2022. Joint App’x at 1103 ¶ 4. Carr holds a 27 bachelor’s degree in economics and a master’s degree in public 28 administration. During the relevant period, Carr worked as a director 29 in the Transit Authority’s Capital Programs Department with the title 30 Director of Telecommunications and Systems, Capital Programs. 3 1 Capital Programs was led by Appellee Marva Brown, also an 2 “African-American female of Caribbean descent.” Joint App’x at 1104 3 ¶ 5. In 2013 and 2014, Carr applied for two senior director positions 4 in the department, but after an application process Brown ultimately 5 selected a younger non-Black man to fill each role. The application 6 process for both positions included an interview with a panel of three 7 Transit Authority employees. The first promotion that Carr applied 8 for was to the position of Senior Director, Program Management and 9 Oversight. That promotion went to Joseph DiLorenzo, a white man in 10 his early 50s who had worked at the Transit Authority since 1989 and 11 had a technical background in architecture. The second promotion 12 that she applied for was to the position of Senior Director, Program 13 Management & Analysis. That promotion was given to David Chan. 14 Chan, a 55-year-old Asian man, had worked at the Transit Authority 15 since 1987 and had a background in electrical engineering and 16 business administration. 17 Carr does not allege that either man promoted was unqualified. 18 It is uncontested that both men had worked at the Transit Authority 19 longer than Carr and had technical backgrounds that Carr lacked. 20 What is more, one of the interviewers for the second promotion 21 testified that Chan interviewed particularly well, and that Carr was 22 openly hostile toward Brown in her interview. After receiving the 23 promotion, Chan became Carr’s supervisor. 24 In September 2014, after failing to receive the two promotions 25 she had sought, Carr filed a complaint with the Transit Authority’s 26 Equal Employment Opportunity Office. In May 2015, she filed a 27 Charge of Discrimination with the United States Equal Employment 28 Opportunity Commission. After receiving a right-to-sue letter, Carr 29 initiated this lawsuit in December 2016. In her amended complaint, 30 she alleged that the NYCTA discriminated against her on the basis of 4 1 her age, gender, and race by denying her the promotions and that it 2 discriminated against her by creating a hostile work environment 3 based on her age. 1 29 U.S.C. § 621 et seq.; 42 U.S.C. § 2000e-2; 42 U.S.C. 4 § 1981. Carr also alleged that the NYCTA violated the ADEA, Title 5 VII, and Section 1981 by creating a hostile work environment in 6 retaliation for her complaints of discrimination. 29 U.S.C. § 626 et seq.; 7 42 U.S.C. § 2000e-3; 42 U.S.C. § 1981. 8 Carr alleges that after she began to report discrimination in 9 September 2014, her relationships with her supervisors and her 10 performance evaluations deteriorated, which she attributes to 11 retaliation. Among other things, Carr asserts that Chan was 12 disrespectful and hostile to her in emails; that Chan assigned her 13 increased job responsibilities including responsibility for Elevator 14 and Escalator Communications, compiling a new Employee Training 15 Manual, and completing various other reports; that Chan threatened 16 to cancel her vacation time if she did not complete her projects; and 17 that analysts who worked under her were removed. 18 Despite these conflicts, Carr received “Good” performance 19 reviews in 2014 and 2015, a decline from her previous “Excellent” 20 ratings, but a rating that did not affect her compensation or position. 21 In both her 2016 and 2017 annual reviews, however, Carr received a 22 “Needs Improvement” rating that prevented her from receiving a 23 wage increase. Carr retired in 2022. She contends that her 24 mistreatment, including the increased workload and the negative 25 evaluations, was in retaliation to her complaints of discrimination. In Carr does not challenge the dismissal of her standalone claim for a hostile work environment under the ADEA. We therefore do not address that claim. See Jackson v. Fed. Express, 766 F.3d 189, 194–95 (2d Cir. 2014). To the extent Carr also intended to challenge the denial of her motion for Judge Vernon S. Broderick’s recusal, she waived this issue by failing to brief it. Gross v. Rell, 585 F.3d 72, 95 (2d Cir. 2009). 1 5 1 contrast, Chan contended in summary judgment proceedings that 2 Carr was treated like any other employee and that the negative 3 evaluations were appropriate because of problems with the 4 completeness and timeliness of her work. 5 The NYCTA moved for summary judgment and the district 6 court granted it. The district court first held that although Carr had 7 made out a prima facie case of a discriminatory non-promotion, she 8 had failed to demonstrate that the reasons the NYCTA provided for 9 promoting DiLorenzo and Chan were pretextual. Carr v. N.Y.C. 10 Transit Auth., No. 16-cv-9957 (VSB), 2022 WL 824367, at *9–12 11 (S.D.N.Y. Mar. 18, 2022). The district court noted that Carr had failed 12 to identify any inconsistencies in the hiring criteria and concluded 13 that she had relied on “speculation alone” to support her 14 discrimination claim. Id. at *12 (quotation marks omitted). 15 The district court then analyzed Carr’s retaliation claims and 16 found that she had not made out a prima facie case because she failed 17 to provide admissible evidence tending to show the alleged 18 retaliatory actions, such as the “Needs Improvement” performance 19 reviews, were caused by her complaints of discrimination or that the 20 retaliation against her was “sufficiently severe or pervasive to alter 21 the conditions of [her] employment” and therefore she could not 22 make out a prima facie case for a retaliatory hostile work 23 environment. Id. at *14–15 (quotation marks omitted). 24 Finally, the district court concluded that, even assuming that 25 Carr had made out a prima facie case, she had failed to demonstrate 26 that the NYCTA’s legitimate, non-discriminatory reasons for the 27 alleged retaliatory actions were pretextual. Id. at *15. The district court 28 concluded that “[t]here is ample record evidence to support 29 Defendants’ stated belief that Plaintiff was not doing her job 30 adequately and was unpleasant and difficult to work with, thus 6 1 warranting the negative performance reviews” and that Carr had put 2 forward no evidence of pretext. Id. Accordingly, the district court 3 granted the NYCTA’s motion for summary judgment. Carr then 4 appealed to this Court. 5 DISCUSSION 6 7 We review the district court’s grant of summary judgment de 8 novo. See Rasmy v. Marriott Int’l, Inc., 952 F.3d 379, 386 (2d Cir. 2020). 9 “In evaluating such motions, the district court must resolve any 10 doubts and ambiguities and draw all reasonable inferences in favor 11 of the nonmoving party.” Id. “Summary judgment is required if there 12 is no genuine dispute as to any material fact and the movant is 13 entitled to judgment as a matter of law.” Covington Specialty Ins. Co. v. 14 Indian Lookout Country Club, Inc., 62 F.4th 748, 752 (2d Cir. 2023) 15 (internal quotation marks omitted). 16 17 I. Discrimination Claims 18 Carr asserts that age, race, and gender discrimination 19 motivated the decision not to select her for senior director positions. 20 Discrimination claims under Title VII, the ADEA, and Section 1981 21 are 22 framework. See Bucalo v. Shelter Island Union Free Sch. Dist., 691 F.3d 23 119, 129 (2d Cir. 2012); Brown v. City of Syracuse, 673 F.3d 141, 150 (2d 24 Cir. 2012). Under this familiar framework, “once a plaintiff has 25 established a prima facie case of discrimination, the burden shifts to 26 the employer to articulate some legitimate, nondiscriminatory reason 27 for the employer’s action against the employee. If the employer does 28 so, then the burden shifts back to the employee to show that the 29 employer’s articulated reason is pretext for discrimination.” Truitt v. 30 Salisbury Bank & Tr. Co., 52 F.4th 80, 86–87 (2d Cir. 2022) (cleaned up). analyzed under the McDonnell 7 Douglas burden-shifting 1 The plaintiff bears “the ultimate burden of persuading the court that 2 she has been the victim of intentional discrimination.” Tex. Dep’t of 3 Cmty. Affs. v. Burdine, 450 U.S. 248, 256 (1981). 4 The district court concluded, and the parties do not dispute, 5 that Carr established a prima facie case of discrimination on the basis 6 of race, sex, and age and that the defendants proffered a non- 7 discriminatory reason for not promoting her – that the two younger 8 men who Brown hired instead of Carr had worked at the Transit 9 Authority longer, had technical backgrounds she lacked, and 10 interviewed better. See Carr, 2022 WL 824367, at *9–10. The dispute is 11 over the third step: pretext. 12 As proof of pretext, Carr points to perceived inconsistencies in 13 the hiring criteria and changes to the hiring process, such as that the 14 original job descriptions did not specify a technical background was 15 required and the panel of interviewers changed between the first and 16 second openings she applied for. The district court concluded that no 17 reasonable juror could find that the reasons the NYCTA provided for 18 selecting the other candidates for promotions were pretextual. The 19 district court observed that there was nothing inconsistent about the 20 NYCTA’s explanations for why DiLorenzo and Chan were promoted 21 over Carr. Id. at *12. 22 We agree. The NYCTA adduced evidence that DiLorenzo or 23 Chan were equally, if not more, qualified for the positions than Carr, 24 and there is no allegation that any impermissible promotion criteria 25 were used. See Burdine, 450 U.S. at 259 (“[T]he employer has discretion 26 to choose among equally qualified candidates, provided the decision 27 is not based upon unlawful criteria.”). While “entirely ignor[ing]” 28 explicit hiring criteria or an “unprecedented” departure from an 29 employer’s established hiring practice can show pretext, Carr's 30 allegations regarding minor variations in the hiring process and the 8 1 emphasis on the other candidates’ technical backgrounds are not the 2 sorts of “departures from procedural regularity” that could allow a 3 jury to infer pretext. Stern v. Trs. of Columbia Univ., 131 F.3d 305, 310, 4 314 (2d Cir. 1997) (quotation omitted). Where, as here, “an employer’s 5 explanation, offered in clear and specific terms, is reasonably 6 attributable to an honest . . . evaluation of qualifications, no inference 7 of discrimination can be drawn.” Byrnie v. Town of Cromwell, Bd. of 8 Educ., 243 F.3d 93, 105 (2d Cir. 2001) (cleaned up). We therefore affirm 9 the district court’s grant of summary judgment on Carr’s 10 discrimination claim. 11 12 II. Retaliation Claims 13 Carr also claims that she was retaliated against for complaining 14 that Brown’s promotion decisions were discriminatory. Although 15 retaliation claims under Title VII are governed by 42 U.S.C. § 2000e-3, 16 rather than § 2000e-2, which governs discrimination claims, the 17 McDonnell Douglas framework applies to retaliation claims, whether 18 brought under the ADEA, Title VII, or Section 1981. See Davis-Garett 19 v. Urb. Outfitters, Inc., 921 F.3d 30, 42–43 (2d Cir. 2019); Hicks v. Baines, 20 593 F.3d 159, 164 (2d Cir. 2010). The specific requirements for a prima 21 facie case of retaliation were set forth in Burlington Northern & Santa 22 Fe Railway Company v. White, 548 U.S. 53 (2006) (“Burlington 23 Northern”). See p. 13 infra. As in the discrimination context, a 24 defendant may rebut a prima facie showing of retaliation by 25 providing a legitimate, non-retaliatory reason for the allegedly 26 retaliatory action. See Chen v. City Univ. of N.Y., 805 F.3d 59, 70 (2d Cir. 27 2015). Then “the presumption of retaliation dissipates, and the 28 plaintiff must prove that the desire to retaliate was the but-for cause 29 of the challenged employment action.” Id. (cleaned up). 9 1 In Burlington Northern, the Supreme Court considered the level 2 of harm required to establish a claim of retaliation. The Court held 3 that no matter the theory of retaliation, to satisfy the third element of 4 the prima facie case a plaintiff need only show that the employer’s 5 retaliatory actions, considered either singularly or in the aggregate, 6 were “materially adverse.” Id. at 68. Given that standard, we hold that 7 no reasonable juror could conclude that Carr has suffered material 8 adverse retaliatory actions. 9 In Burlington Northern, a railroad employee, White, claimed 10 that she was retaliated against after successfully raising gender 11 discrimination concerns. Burlington Northern, 548 U.S. at 58. The 12 alleged retaliation consisted of, among other things, White’s 13 reassignment from forklift duty to “track laborer tasks,” which were 14 more arduous. Id. The Supreme Court granted certiorari to resolve a 15 circuit split regarding “whether the challenged action has to be 16 employment or workplace related and about how harmful that action 17 must be to constitute retaliation.” Id. at 60–61. 18 Burlington Northern focused on the difference between two 19 sections of Title VII: its antidiscrimination provision, 42 U.S.C. § 20 2000e-2, and its antiretaliation provision, 42 U.S.C. § 2000e-3. Title 21 VII’s antidiscrimination provision makes it unlawful for an employer 22 “to fail or refuse to hire or to discharge any individual, or otherwise 23 to discriminate against any individual with respect to his 24 compensation, terms, conditions, or privileges of employment, 25 because of such individual’s race, color, religion, sex, or national 26 origin.” 42 U.S.C. § 2000e-2(a)(1). The antiretaliation provision bars 27 actions that “discriminate against” an employee “because he has 28 made a charge, testified, assisted, or participated in any manner in an 29 investigation, proceeding, or hearing under this subchapter.” 42 30 U.S.C. § 2000e-3(a). The Court noted that Title VII’s antiretaliation 10 1 provision prohibits discrimination more broadly than its substantive 2 antidiscrimination provision, which prohibits only actions affecting 3 certain enumerated aspects of employment, and, consequently, held 4 that the two provisions were not coterminous and should be 5 interpreted differently. Burlington Northern, 548 U.S. at 62–63 (citing 6 42 U.S.C. § 2000e-2(a)). The Court went on to hold that “[t]he scope of 7 the antiretaliation provision extends beyond workplace-related or 8 employment-related retaliatory acts and harm.” Id. at 67. 9 The Court then defined the level of harm necessary for an 10 alleged retaliatory action to support a prima facie case of retaliation. 11 It held that “a plaintiff must show that a reasonable employee would 12 have found the challenged action materially adverse, which in this 13 context means it well might have dissuaded a reasonable worker from 14 making or supporting a charge of discrimination.” Id. at 68 (internal 15 quotation marks omitted). The Court rejected the reasoning of some 16 circuits, which required that a retaliation plaintiff show a “materially 17 adverse change in the terms and conditions of employment,” just like 18 in the substantive discrimination context. Id. at 60 (internal quotation 19 marks omitted). However, the Court emphasized that to be 20 “materially adverse,” an action must cause more than “trivial harms” 21 because “[a]n employee’s decision to report discriminatory behavior 22 cannot immunize that employee from those petty slights or minor 23 annoyances that often take place at work and that all employees 24 experience.” Id. at 68. Harms such as these were not actionable, it held, 25 because they would not deter reasonable employees from making 26 complaints of discrimination. Id. Applying this holding to the 27 retaliation alleged by White, the Court held that her reassignment was 28 a materially adverse action. Id. at 70–71. 29 As mentioned above, Burlington Northern stands for the 30 proposition that the definition of “adverse action” in the Title VII 11 1 antiretaliation context is broader than in the antidiscrimination 2 context. Consequently, there are adverse actions that would suffice to 3 make out a prima facie case for retaliation because they are 4 “materially adverse” but would be insufficient to make out a prima 5 facie case for discrimination because they did not alter the terms and 6 conditions of employment. Burlington Northern therefore left us with 7 a single standard that applies to all retaliation claims: a plaintiff need 8 only show that the retaliatory actions she was subjected to were 9 materially adverse, meaning that the actions “well might have 10 dissuaded a reasonable worker from making or supporting a charge 11 of discrimination.” Id. at 68. 12 Following Burlington Northern, this Court noted that “the harm 13 element of a retaliation claim is not to be analyzed in the same way as 14 the harm from an alleged substantive act of discrimination,” Davis- 15 Garett, 921 F.3d at 43, and that “[p]rior decisions of this Circuit that 16 limit unlawful retaliation to actions that affect the terms and 17 conditions of employment, no longer represent the state of the law,” 18 Hicks, 593 F.3d at 165 (internal citations omitted). Recently, the Fourth 19 Circuit correctly applied Burlington Northern to a retaliatory hostile 20 work environment claim in Laurent-Workman v. Wormuth, 54 F.4th 201 21 (4th Cir. 2022). It held that to make out a prima facie case of a 22 retaliatory hostile work environment, a plaintiff must allege that the 23 retaliatory actions would “dissuade a reasonable worker from 24 making or supporting a charge of discrimination.” Laurent-Workman, 25 54 F.4th at 218 (quoting Burlington Northern, 548 U.S. at 68). It then 26 concluded that “the consistent (even if not constant) conduct Laurent- 27 Workman alleges plausibly qualifies as materially adverse” and that 28 she “has adequately pled that a reasonable employee may have been 29 dissuaded from following through with her complaints.” Id. We find 30 this decision persuasive because it follows the standard set forth in 12 1 Burlington Northern and aligns the standard for retaliatory hostile 2 work environment claims with the broader retaliation standard. 3 Applying Burlington Northern’s unified standard, we hold that 4 to satisfy the third element of a prima facie retaliation case, a plaintiff 5 need only show that the allegedly retaliatory actions, taken either 6 singularly or in the aggregate, were “materially adverse.” A claim of 7 “retaliatory hostile work environment” must therefore be treated 8 identically to a claim that an employer took multiple retaliatory 9 actions that were, in the aggregate, “materially adverse.” 10 Accordingly, we hold that to establish a prima facie case of 11 retaliation, a plaintiff must demonstrate that (1) she engaged in 12 protected activity, (2) the defendant was aware of that activity, (3) she 13 was subjected to a retaliatory action, or a series of retaliatory actions, 14 that were materially adverse, and (4) there was a causal connection 15 between the protected activity and the materially adverse action or 16 actions. 2 As we have noted, under Burlington Northern, a “materially 17 adverse” action is one that “well might have dissuaded a reasonable 18 worker from making or supporting a charge of discrimination.” 548 19 U.S. at 68 (quotation marks omitted). 20 On appeal, Carr primarily argues that she was subjected to a 21 retaliatory hostile work environment, and that the district court erred 22 by using the incorrect standard in concluding that the NYCTA’s 23 treatment of her, in the aggregate, was not materially adverse. The 24 NYCTA counters that Carr must make the same showing as she 25 would to make out a prima facie case in a discriminatory hostile work 26 environment claim, i.e., that she must show the retaliatory actions 27 were sufficiently severe and pervasive that they altered the terms and Although it is not relevant to this case, this definition acknowledges Burlington Northern’s holding that one can be retaliated against by actions taken outside of the workplace. 548 U.S. at 67. 2 13 1 conditions of her employment. See Williams v. N.Y. City Hous. Auth., 2 61 F.4th 55, 68–69 (2d Cir. 2023) (setting out the standard in a 3 discriminatory hostile work environment case). The district court 4 appeared to accept the NYCTA’s argument and applied the 5 standalone hostile work environment standard to Carr’s claim. Carr, 6 2022 WL 824367, at *14. As explained above, we disagree. 7 Although the NYCTA’s test for a retaliatory hostile work 8 environment was not fully consistent with Burlington Northern, we 9 nevertheless conclude that Carr failed to make out a prima facie case 10 because the allegedly retaliatory actions were not materially adverse. 11 Carr argues that her diminishing performance ratings, not having 12 analysts reporting directly to her, being assigned additional projects, 13 and Chan’s hostile tone in emails, together constitute unlawful 14 retaliation. However, the alleged retaliatory actions were the result of 15 generally applicable workplace policies and Carr has not adduced 16 evidence that these policies were applied to her and not others. We 17 have held that absent allegations of more direct hostile conduct, a 18 reasonable employee would not be dissuaded from taking protected 19 action simply because they are subject to the same policies as other 20 employees. Tepperwien v. Entergy Nuclear Operations, Inc., 663 F.3d 556, 21 568, 570-71 (2d Cir. 2011). We conclude that these complaints, even 22 when taken in the aggregate, would not dissuade a reasonable 23 employee from lodging a complaint and therefore, they were not 24 materially adverse. 14 1 Our Court, 3 and district courts in this Circuit, 4 have on occasion 2 failed to apply the Burlington Northern standard faithfully. As noted, 3 when analyzing a retaliation claim, the sole inquiry regarding the Duplan v. City of New York, 888 F.3d 612, 627 (2d Cir. 2018) (applying, without analysis, the “severe and pervasive” standard from a discriminatory hostile work environment claim to a retaliatory hostile work environment claim). 4 Compare Stevenson v. N.Y. State Dep’t of Corr. & Cmty. Supervision, No. 1:21cv-355 (GWC), 2022 WL 179768, at *6 (W.D.N.Y. Jan. 20, 2022) (“alleging a retaliatory hostile environment is an alternative way to establish that element of a retaliation claim. . . . Here, Plaintiffs have alleged multiple acts . . . that, when considered together, plausibly indicate a retaliatory hostile environment that constitutes adverse employment action.”) (internal quotation marks omitted), with Bacchus v. N.Y. City Dep't of Educ., 137 F. Supp. 3d 214, 244 (E.D.N.Y. 2015) (“To establish a claim for retaliatory hostile work environment, a plaintiff must satisfy the same standard that is applied generally to hostile work environment claims regarding the severity of the alleged conduct.”) (quotation marks omitted), Villar v. City of New York, 135 F. Supp. 3d 105, 137 (S.D.N.Y. 2015) (“To establish that a retaliatory hostile work environment constitutes a materially adverse change that might dissuade a reasonable worker from reporting activity prohibited by Title VII, a plaintiff must satisfy the same standard that governs hostile workplace claims by showing that the incidents of harassment following complaints were sufficiently continuous and concerted to have altered the conditions of his employment.”), Senior v. Conn. Workers’ Comp. Comm'n, Third Dist., No. 3:17-cv-1205 (JBA), 2018 WL 4288643, at *4 (D. Conn. Sept. 7, 2018) (“To establish that a retaliatory hostile work environment constitutes a materially adverse change that might dissuade a reasonable worker from reporting activity prohibited by Title VII, a plaintiff must satisfy the same standard that governs hostile workplace claims”), and Colton v. N.Y. Div. of State Police, No. 5:14-cv-00801 (TJM), 2017 WL 5508911, at *13 (N.D.N.Y. Feb. 8, 2017) (“If a plaintiff shows a causal connection between the protected activity and the adverse conduct, the same ‘severe or pervasive’ standard [as applies in a gender-based hostile work environment claim] applies to a retaliatory hostile work environment claim.”) (quotation marks omitted). 3 15 1 third element of the prima facie case is whether the allegedly 2 retaliatory actions were materially adverse. Even if a plaintiff labels 3 her retaliation claim as a “retaliatory hostile work environment” 4 claim, courts should not consider whether the allegedly retaliatory 5 actions meet the higher “severe and pervasive” standard. All that is 6 relevant is whether the actions, taken in the aggregate, are materially 7 adverse and would dissuade a reasonable employee from making a 8 complaint of discrimination. 9 To be sure, Carr’s “Needs Improvement” performance reviews 10 in 2016 and 2017, which made her ineligible for raises, constitute 11 materially adverse actions on their own. But even assuming arguendo 12 that Carr could establish that her complaints of discrimination caused 13 the poor performance evaluations, the district court correctly 14 concluded that Carr’s claim would fail at the third step of the 15 McDonnell Douglas burden-shifting framework because she cannot 16 establish pretext. Carr, 2022 WL 824367, at *15. 17 The NYCTA’s evidence supporting summary judgment 18 established that Carr received negative performance evaluations 19 because she was not adequately or timely completing her duties and 20 had become increasingly challenging to work with. Carr has not 21 rebutted this showing with evidence demonstrating that the reasons 22 the NYCTA provided for the poor performance reviews were 23 pretextual. Instead, she argues that the performance reviews must 24 have been retaliatory due to their temporal proximity to her 25 complaints. But she offers nothing more to establish causation and we 26 have been clear that temporal proximity “alone is insufficient to 27 defeat summary judgment at the pretext stage.” Kwan v. Andalex Grp. 28 LLC, 737 F.3d 834, 847 (2d Cir. 2013). Absent other evidence, no 29 factfinder could reasonably determine that Carr’s protected activities 16 1 were the but-for cause of her negative evaluations. We therefore 2 affirm the district court’s grant of summary judgment on this claim. 3 III. 4 5 6 Conclusion For the foregoing reasons, we AFFIRM the judgment of the district court. 17
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
