THE ESTATE OF CECIL ELKINS. JR., ET AL V. HIPOLITO PELAYO, ET AL, No. 22-16027 (9th Cir. 2023)
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NOT FOR PUBLICATION UNITED STATES COURT OF APPEALS FILED DEC 29 2023 MOLLY C. DWYER, CLERK FOR THE NINTH CIRCUIT THE ESTATE OF CECIL ELKINS. JR.; CREASHA ELKINS, individually, as successor in interest to Cecil Elkins, Jr. guardian ad litem Valiecia Perez guardian ad litem Dylan Elkins; DEVIN ELKINS, individually and as successors in interest to Cecil Elkins, Jr.; CECIL ELKINS; TINA TERREL; VALIECIA PEREZ; DYLAN ELKINS, No. U.S. COURT OF APPEALS 22-16027 D.C. No. 1:13-cv-01483-AWI-SAB MEMORANDUM* Plaintiffs-Appellants, v. HIPOLITO PELAYO, Defendant-Appellee, and CALIFORNIA HIGHWAY PATROL; COUNTY OF TULARE; TULARE COUNTY SHERIFF'S DEPARTMENT; TULARE COUNTY REGIONAL GANG ENFORCEMENT TEAM; CITY OF PIXLEY, Defendants. Appeal from the United States District Court * This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. for the Eastern District of California Anthony W. Ishii, District Judge, Presiding Argued and Submitted October 19, 2023 San Francisco, California Before: BEA, CHRISTEN, and JOHNSTONE, Circuit Judges. Dissent by Judge BEA. Cecil Elkins Jr. (“Mr. Elkins”) was shot and killed by Officer Hipolito Pelayo (“Officer Pelayo”) while evading arrest. Mr. Elkins’s estate and family (“the Elkinses”) filed suit against Officer Pelayo, claiming that his use of deadly force violated the Fourth Amendment, the Fourteenth Amendment, and California state law. After a three-week trial, a jury unanimously returned a verdict for Officer Pelayo. The Elkinses appeal this verdict, arguing that the district court made several errors in its handling of the trial. We have jurisdiction under 8 U.S.C. § 1291, and we affirm. 1. The Elkinses argue that the district court violated our mandate in Estate of Elkins v. Pelayo, 737 F. App’x 830 (9th Cir. 2018) (“Elkins I”)1 by precluding them from presenting their negligent tactics claim at trial. We disagree. “We review de novo . . . the district court’s compliance with our mandate.” Hall v. City of Los Angeles, 697 F.3d 1059, 1066 (9th Cir. 2012) (citing Snow-Erlin v. United States, 470 F.3d 804, 807 (9th Cir. 2006)). While a lower court cannot “review [the 1 We deny Officer Pelayo’s request for judicial notice as unnecessary. 2 mandate], even for apparent error, upon any matter decided on appeal, . . . [t]he opinion delivered by this court at the time of rendering its decree may be consulted to ascertain what was intended by its mandate.” In re Sanford Fork & Tool Co., 160 U.S. 247, 255–56 (1895) (citations omitted). The Elkinses based their negligent tactics claim against Officer Pelayo on three pre-shooting acts: (1) deciding to arrest Mr. Elkins, (2) failing to use nonlethal force earlier in his attempt to stop Mr. Elkins, and (3) continuing pursuit as other officers set a perimeter. In Elkins I, we remanded “[b]ecause we conclude[d] that a reasonable jury could find it more likely than not that Elkins was not reaching for his waistband just before he was shot.” 737 F. App’x at 831. The Elkinses’ excessive force claims, arising from Officer Pelayo’s actions at the moment deadly force was used, are analytically distinct from their state negligence claims arising from Officer Pelayo’s pre-shooting tactics in this case. The Elkins I memorandum stated that “Plaintiffs’ state law claims are analyzed under the same standard of objective reasonableness used in Fourth Amendment claims.” Id. at 833. State law claims subject to that standard include assault, battery, and violations of California Civil Code section 52.1.2 California courts analyze negligence claims, such as the Elkinses’ negligent tactics claim, 2 See, e.g., Arpin v. Santa Clara Valley Transp. Agency, 261 F.3d 912, 922 (9th Cir. 2001) (assault and battery); Cameron v. Craig, 713 F.3d 1012, 1022 (9th Cir. 2013) (Cal. Civ. Code § 52.1). 3 under a different standard. Hayes v. Cnty. of San Diego, 305 P.3d 252, 263 (Cal. 2013) (“[S]tate negligence law . . . is broader than federal Fourth Amendment law, which tends to focus more narrowly on the moment when deadly force is used.” (citation omitted)). The genuine disputes of fact underlying our remand on Fourth Amendment grounds did not relate to, or undermine, the district court’s factual findings concerning the pre-shooting negligent tactics claim the Elkinses advanced. See Elkins I, 737 F. App’x at 831–33. Accordingly, the district court did not err by dismissing the Elkinses’ negligent tactics claim. Prior to the first appeal, the parties fully briefed this cause of action, and the district court granted Officer Pelayo’s motion for summary judgment on two grounds: (1) the operative complaint failed to plead a plausible claim for negligent tactics, and (2) the Elkinses’ unsupported and speculative arguments for pre-shooting tactical negligence failed to establish a genuine dispute of material fact. On remand, the district court considered the scope of Elkins I at length and concluded that our memorandum’s Fourth Amendment rationale did not preempt further negligent tactics analysis. After considering the operative complaint and the evidence on summary judgment anew, the district court again determined that the Elkinses’ negligent tactics claim was inadequately pleaded in the operative complaint and insufficiently supported on summary judgment. Because our 4 mandate did not foreclose further consideration of the negligent tactics claim, the district court appropriately precluded the Elkinses from pursuing it at trial.3 See United States v. Kellington, 217 F.3d 1084, 1092–95 (9th Cir. 2000). The district court also did not abuse its discretion by later excluding certain opinions offered by the Elkinses’ expert witness that concerned the negligent tactics claim. See Fed. R. Evid. 401. 2. The Elkinses next challenge three evidentiary rulings as unfairly prejudicial. We review the district court’s admission of evidence for abuse of discretion, Boyd v. City & Cnty. of San Francisco, 576 F.3d 938, 943 (9th Cir. 2009), and conclude that the district court acted within its discretion in each instance. First, the district court did not err by admitting testimony about the nature of Mr. and Mrs. Elkins’s marriage during the liability phase of trial. This testimony related to the first element of Mrs. Elkins’s Fourteenth Amendment claim— whether she had a protectable interest in her relationship with Mr. Elkins.4 See 3 The Elkinses forfeited any challenge to the district court’s denial of leave to amend because they raised the issue for the first time in their reply brief. See Smith v. Marsh, 194 F.3d 1045, 1052 (9th Cir. 1999). 4 This Court has not established whether spouses may bring a loss of companionship claim under the Fourteenth Amendment. Peck v. Montoya, 51 F.4th 877, 893 (9th Cir. 2022). Because the parties do not raise this on appeal, we express no opinion on the issue. See Miller v. Fairchild Indus., Inc., 797 F.2d 727, 738 (9th Cir. 1986). 5 Lehr v. Robertson, 463 U.S. 248, 256–58 (1983). Because this was a merits issue, the district court appropriately allowed this evidence during the liability phase of trial rather than reserving it for the damages phase. In addition, because the district court only admitted the testimony on the basis that its probative value outweighed any potentially prejudicial effect, the district court did not abuse its discretion in admitting this evidence under Federal Rule of Evidence 403. See Boyd, 576 F.3d at 948. Second, the district court did not abuse its discretion by admitting Mrs. Elkins’s testimony about conversations she had with her husband and the police shortly before the shooting because they were probative of whether Mr. Elkins had a reason to evade arrest when he encountered Officer Pelayo. See Graham v. Connor, 490 U.S. 386, 396 (1989). As above, the district court also adequately weighed the probative value of this evidence against potential prejudice to the Elkinses before allowing its admission. See Boyd, 576 F.3d at 948. Third, the district court acted within its discretion in concluding that Officer Pelayo’s prior use of force against another suspect did not cast light on his motive, intent, or credibility in this case. See Fed. R. Evid. 404(b). The district court also did not abuse its discretion in excluding evidence of the prior incident because its admission created a danger of unfair prejudice to Officer Pelayo, issue confusion, and a “mini-trial,” which outweighed any probative value. See Fed. R. Evid. 403. 6 3. The Elkinses argue that the district court committed reversible error by including an interrogatory on the verdict form, asking: “Immediately before [Officer] Pelayo fired his gun, did [Mr. Elkins] reach for his waistband?” The jury did not reach the interrogatory at issue because it did not find that Officer Pelayo used excessive force. We review de novo whether jury instructions accurately state the law, Hunter v. Cnty. of Sacramento, 652 F.3d 1225, 1232 (9th Cir. 2011), and for abuse of discretion a court’s decision to submit special interrogatories to the jury, Ruvalcaba v. City of Los Angeles, 167 F.3d 514, 521 (9th Cir. 1999). The district court correctly instructed jury members to review the totality of circumstances at the time of Officer Pelayo’s use of force, see Graham, 490 U.S. at 396, and included the interrogatory at issue to aid its qualified immunity determination. “[W]hen there are disputed factual issues that are necessary to a qualified immunity decision, [they] must first be determined by the jury before the court can rule on qualified immunity.” Morales v. Fry, 873 F.3d 817, 824 (9th Cir. 2017) (quoting commentary to Ninth Circuit Model Civil Jury Instruction § 9.34 (2017)). In Elkins I, we concluded that, “because the record contains reasons to doubt whether Officer Pelayo actually saw Elkins reach for his waistband, the decision . . . should be left to the jury.” 737 F. App’x at 833. Because this factual issue remained through trial and would inform any qualified immunity determination after trial, the district court acted within its discretion when it 7 decided to submit the question to the jury. See Lam v. City of San Jose, 869 F.3d 1077, 1086 (9th Cir. 2017). AFFIRMED. 8
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