Wright v. O'Malley, No. 1:2023cv03108 - Document 20 (E.D. Wash. 2024)

Court Description: ORDER GRANTING 10 PLAINTIFF'S MOTION TO REVERSE THE DECISION OF THE COMMISSIONER; denying 18 Commissioner's Brief. The Commissioner's final decision is REVERSED and this case is REMANDED for further proceedings under sentence four of 42 U.S.C. § 405(g). This file is CLOSED. Signed by Magistrate Judge Alexander C Ekstrom. (LTR, Case Administrator)

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Wright v. O&#039;Malley Doc. 20 FI LED I N THE U.S. DI STRI CT COURT EASTERN DI STRI CT OF WASHI NGTON 1 Mar 05, 2024 2 SEAN F. MCAVOY, CLERK 3 4 5 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON 6 7 BILLY W., No. 1:23-CV-3108-ACE 8 Plaintiff, 9 10 11 12 13 v. MARTIN O’MALLEY, COMMISSIONER OF SOCIAL SECURITY, 14 ORDER GRANTING PLAINTIFF’S MOTION TO REVERSE THE DECISION OF THE COMMISSIONER ECF Nos. 10, 18 Defendant. 15 16 BEFORE THE COURT is Plaintiff’s Opening Brief and the 17 Commissioner’s Brief in response. ECF Nos. 10, 18. Attorney D. James Tree 18 represents Billy W. (Plaintiff); Special Assistant United States Attorney Michonne 19 L. Omo represents the Commissioner of Social Security (Defendant). The parties 20 have consented to proceed before the undersigned by operation of Local Magistrate 21 Judge Rule (LMJR) 2(b)(2), as no party returned a Declination of Consent Form to 22 the Clerk’s Office by the established deadline. ECF No. 3. After reviewing the 23 administrative record and the briefs filed by the parties, the Court GRANTS 24 Plaintiff’s motion to reverse the decision of the Commissioner, DENIES 25 Defendant’s motion to affirm, and REMANDS the matter for further proceedings 26 under sentence four of 42 U.S.C. § 405(g). 27 // 28 // ORDER GRANTING PLAINTIFF’S MOTION - 1 Dockets.Justia.com 1 2 JURISDICTION Plaintiff filed an application for benefits on October 27, 2020, alleging 3 disability since June 26, 2019. The applications were denied initially and upon 4 reconsideration. Administrative Law Judge (ALJ) Cecilia LaCara held a hearing 5 on July 11, 2022, and issued an unfavorable decision on August 3, 2022. Tr. 15- 6 31. The Appeals Council denied review on June 2, 2023. Tr. 1-6. Plaintiff 7 appealed this final decision of the Commissioner on July 19, 2023. ECF No. 1. 8 9 STANDARD OF REVIEW The ALJ is responsible for determining credibility, resolving conflicts in 10 medical testimony, and resolving ambiguities. Andrews v. Shalala, 53 F.3d 1035, 11 1039 (9th Cir. 1995). The ALJ’s determinations of law are reviewed de novo, with 12 deference to a reasonable interpretation of the applicable statutes. McNatt v. Apfel, 13 201 F.3d 1084, 1087 (9th Cir. 2000). The decision of the ALJ may be reversed 14 only if it is not supported by substantial evidence or if it is based on legal error. 15 Tackett v. Apfel, 180 F.3d 1094, 1097 (9th Cir. 1999). Substantial evidence is 16 defined as being more than a mere scintilla, but less than a preponderance. Id. at 17 1098. Put another way, substantial evidence is such relevant evidence as a 18 reasonable mind might accept as adequate to support a conclusion. Richardson v. 19 Perales, 402 U.S. 389, 401 (1971) (quoting Consolidated Edison Co. v. NLRB, 305 20 U.S. 197, 229 (1938)). If the evidence is susceptible to more than one rational 21 interpretation, the Court may not substitute its judgment for that of the ALJ. 22 Tackett, 180 F.3d at 1098; Morgan v. Comm’r of Soc. Sec. Admin., 169 F.3d 595, 23 599 (9th Cir. 1999). If substantial evidence supports the administrative findings, or 24 if conflicting evidence supports a finding of either disability or non-disability, the 25 ALJ’s determination is conclusive. Sprague v. Bowen, 812 F.2d 1226, 1229-1230 26 (9th Cir. 1987). Nevertheless, a decision supported by substantial evidence will be 27 set aside if the proper legal standards were not applied in weighing the evidence 28 ORDER GRANTING PLAINTIFF’S MOTION - 2 1 and making the decision. Brawner v. Sec’y of Health and Human Services, 839 2 F.2d 432, 433 (9th Cir. 1988). 3 4 SEQUENTIAL EVALUATION PROCESS The Commissioner has established a five-step sequential evaluation process 5 for determining whether a person is disabled. 20 C.F.R. §§ 404.1520(a), 6 416.920(a); Bowen v. Yuckert, 482 U.S. 137, 140-42 (1987). In steps one through 7 four, the claimant bears the burden of establishing a prima facie case of disability. 8 Tackett, 180 F.3d at 1098-1099. This burden is met once a claimant establishes 9 that a physical or mental impairment prevents the claimant from engaging in past 10 relevant work. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). If a claimant cannot 11 perform past relevant work, the ALJ proceeds to step five, and the burden shifts to 12 the Commissioner to show (1) the claimant can make an adjustment to other work 13 and (2) the claimant can perform other work that exists in significant numbers in 14 the national economy. Beltran v. Astrue, 700 F.3d 386, 389 (9th Cir. 2012). If a 15 claimant cannot make an adjustment to other work in the national economy, the 16 claimant will be found disabled. 20 C.F.R. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v). 17 18 19 20 21 22 ADMINISTRATIVE FINDINGS On August 3, 2022, the ALJ issued a decision finding Plaintiff was not disabled as defined in the Social Security Act. Tr. 15-31. At step one, the ALJ found Plaintiff had not engaged in substantial gainful activity since October 27, 2020, the application date. Tr. 18. At step two, the ALJ determined Plaintiff had the following severe 23 impairments: diabetes mellitus; post-traumatic stress disorder; schizophrenia; and 24 substance use disorder. Tr. 19. 25 26 27 28 At step three, the ALJ found these impairments did not meet or equal the requirements of a listed impairment. Tr. 19. The ALJ assessed Plaintiff’s Residual Functional Capacity (RFC) and determined Plaintiff could perform medium work, subject to the following ORDER GRANTING PLAINTIFF’S MOTION - 3 1 limitations: he must avoid concentrated exposure to excessive industrial level 2 vibration, respiratory irritants, and hazards; he is limited to frequent bilateral 3 handling and fingering; he is limited to simple, routine and repetitive tasks with 4 ordinary production requirements and no fast-paced assembly line type work; he 5 can have occasional, superficial contact with co- workers that does not involve 6 performing tandem tasks; and he can have occasional, superficial interaction with 7 the public. Tr. 21-22. 8 At step four, the ALJ found Plaintiff had no past relevant work. Tr. 29. 9 At step five, the ALJ found there are jobs that exist in significant numbers in 10 the national economy that Plaintiff can perform, to include floor waxer, industrial 11 cleaner, and stores laborer. Tr. 30. 12 13 The ALJ thus concluded Plaintiff has not been disabled since the application date. Tr. 30. 14 ISSUES 15 The question presented is whether substantial evidence supports the ALJ’s 16 decision denying benefits and, if so, whether that decision is based on proper legal 17 standards. 18 Plaintiff raises the following issues for review: (A) whether the ALJ 19 properly evaluated the medical opinion evidence; (B) whether the ALJ properly 20 evaluated Plaintiff’s subjective complaints; (C) and whether the ALJ properly 21 developed the record. ECF No. 10 at 2. 22 23 DISCUSSION A. Medical Opinions 24 Under regulations applicable to this case, the ALJ is required to articulate 25 the persuasiveness of each medical opinion, specifically with respect to whether 26 the opinions are supported and consistent with the record. 20 C.F.R. § 27 416.920c(a)-(c). An ALJ’s consistency and supportability findings must be 28 ORDER GRANTING PLAINTIFF’S MOTION - 4 1 supported by substantial evidence. See Woods v. Kijakazi, 32 F.4th 785, 792 (9th 2 Cir. 2022). 3 4 Plaintiff argues the ALJ misevaluated four sets of medical opinions. ECF No. 11 at 9-17. The Court addresses each in turn. 5 1. Steven Olmer, Psy.D. and Brian VanFossen, Ph.D. 6 Dr. Olmer examined Plaintiff on August 13, 2020, conducting a clinical 7 interview and performing a mental status evaluation. Tr. 390-95. Dr. Olmer 8 assessed the severity of Plaintiff’s mental impairments as “marked” and opined, 9 among other things, Plaintiff was severely limited in communicating and 10 performing effectively in a work setting, maintaining appropriate behavior in a 11 work setting, and completing a normal work day and work week without 12 interruptions from psychologically-based symptoms. Tr. 393. Dr. VanFossen, in 13 reviewing Dr. Olmer’s assessment later that month, concurred with Dr. Olmer’s 14 opined limitations. Tr. 751. The ALJ found both opinions unpersuasive. Tr. 25. 15 The ALJ first discounted the opinions on the ground Dr. Olmer examined 16 Plaintiff “prior to the period at issue.” Tr. 25. Substantial evidence does not 17 support this finding, as Plaintiff alleged disability beginning in June 2019 – over a 18 year prior to Dr. Olmer’s examination. The ALJ thus erred by discounting the 19 opinions on this ground. 20 The ALJ next discounted the opinions as overly reliant on Plaintiff’s self- 21 report of symptoms. Tr. 25-26. On this record, the ALJ erred by discounting the 22 Dr. Olmer’s opinion on this ground. See Buck v. Berryhill, 869 F.3d 1040, 1049 23 (9th Cir. 2017) (“The report of a psychiatrist should not be rejected simply because 24 of the relative imprecision of the psychiatric methodology. Psychiatric evaluations 25 may appear subjective, especially compared to evaluation in other medical fields. 26 Diagnoses will always depend in part on the patient’s self-report, as well as on the 27 clinician’s observations of the patient. But such is the nature of psychiatry. Thus, 28 the rule allowing an ALJ to reject opinions based on self-reports does not apply in ORDER GRANTING PLAINTIFF’S MOTION - 5 1 the same manner to opinions regarding mental illness.”) (cleaned up); Lebus v. 2 Harris, 526 F. Supp. 56, 60 (N.D. Cal. 1981) (“Courts have recognized that a 3 psychiatric impairment is not as readily amenable to substantiation by objective 4 laboratory testing as is a medical impairment and that consequently, the diagnostic 5 techniques employed in the field of psychiatry may be somewhat less tangible than 6 those in the field of medicine. In general, mental disorders cannot be ascertained 7 and verified as are most physical illnesses, for the mind cannot be probed by 8 mechanical devises in order to obtain objective clinical manifestations of mental 9 illness.”). The record indicates Dr. Olmer’s opinion was based on clinical 10 observations and does not indicate the doctor found Plaintiff to be untruthful. 11 Therefore, this is no evidentiary basis for rejecting Dr. Olmer’s opinion. Cf. Ryan 12 v. Comm’r of Soc. Sec., 528 F.3d 1194, 1199–200 (9th Cir. 2008) (noting an ALJ 13 does not validly reject a doctor’s opinion “by questioning the credibility of the 14 patient’s complaints where the doctor does not discredit those complaints and 15 supports his ultimate opinion with his own observations”). The ALJ thus erred by 16 discounting the opinions on this ground. 17 Third, the ALJ discounted the opinion as inconsistent with mental status 18 examinations indicating Plaintiff’s “attention, concentration, insight, and judgment 19 are generally intact.” Tr. 26. These are not reasonable inconsistencies. Plaintiff’s 20 performance during clinical interviews – conducted in a close and sterile setting 21 with a psychiatric professional – is not reasonably inconsistent with the doctors’ 22 opined limitations concerning Plaintiff’s ability to, among other things, complete a 23 normal work day and work week without interruptions from psychologically-based 24 symptoms. Cf. Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998) (rather than 25 merely stating their conclusions, ALJs “must set forth [their] own interpretations 26 and explain why they, rather than the doctors’, are correct”) (citing Embrey v. 27 Bowen, 849 F.2d 418, 421-22 (9th Cir. 1988)). The ALJ thus erred by discounting 28 the opinions on this ground. ORDER GRANTING PLAINTIFF’S MOTION - 6 1 Finally, the ALJ discounted the opinions as “not consistent with the other 2 evidence of record, which shows some significant impairment-related mental 3 limitations, but certainly not to the extent suggested in Dr. Olmer’s report.” This 4 finding is legally erroneous: the ALJ failed to cite to any evidence in support. An 5 ALJ’s rejection of a clinician’s opinion on the ground that it is contrary to 6 unspecified evidence in the record, as here, is “broad and vague,” and fails “to 7 specify why the ALJ felt the [clinician’s] opinion was flawed.” McAllister v. 8 Sullivan, 888 F.2d 599, 602 (9th Cir. 1989). It is not the job of the reviewing court 9 to comb the administrative record to find specific conflicts. Burrell v. Colvin, 775 10 F.3d 1133, 1138 (9th Cir. 2014). The ALJ thus erred by discounting the opinions 11 on this ground. 12 The ALJ accordingly erred by discounting the opinions.1 13 2. Patrick Metoyer, Ph.D. 14 Dr. Metoyer examined Plaintiff on March 28, 2021, conducting a clinical 15 interview and performing a mental status evaluation. Tr. 415-19. Dr. Metyoer 16 opined, among other things, Plaintiff’s ability to maintain regular attendance in the 17 workplace and ability to complete a normal workday and workweek without 18 interruptions from psychologically-based symptoms were markedly impaired. Tr. 19 419. The ALJ found Dr. Metoyer’s opinion “not fully persuasive.” Tr. 26. 20 The ALJ first discounted the opinion on the ground Plaintiff, in the ALJ’s 21 view, “minimized his functional abilities” on examination. Tr. 26. In support, the 22 ALJ reasoned while Plaintiff “stated he did not know the current President of the 23 United States, did not know the current governor of Washington, could not name 24 any current event, could not identify the states bordering Washington, could not 25 perform serial 7’s, and could not interpret a proverb,” he nevertheless “tak[es] care 26 27 28 1 Because the ALJ erred by discounting the opinion of Dr. Olmer, she necessarily erred by discounting the opinion of Dr. VanFossen on the ground the doctor “merely affirmed Dr. Olmer’s opinion.” Tr. 26. ORDER GRANTING PLAINTIFF’S MOTION - 7 1 of his personal needs, shop[s] for groceries, remember[s] and attend[s] medical 2 appointments, driv[es], handl[es] his finances, and work[s] on his car.” Tr. 26-27. 3 The Court cannot sustain the ALJ’s finding: at the time of examination, as noted by 4 Dr. Metoyer, Plaintiff was living in his car, showering approximately two times per 5 month, eating once a day, and had difficulty managing money. Tr. 415, 418. 6 When evaluating medical evidence, an ALJ must present a rational and accurate 7 interpretation of that evidence. See Reddick, 157 F.3d at 722–23. (reversing ALJ’s 8 decision where its “paraphrasing of record material is not entirely accurate 9 regarding the content or tone of the record”). The ALJ did not do so here. Further, 10 Dr. Metoyer did not share the ALJ’s view that Plaintiff “minimized” his abilities. 11 Cf. Ryan, 528 F.3d at 1199–200. The ALJ accordingly erred by discounting the 12 opinion on this ground. 13 The ALJ also discounted the opinion as “based solely on information 14 provided by the claimant.” Tr. 27. On this record, as discussed above, the ALJ 15 erred by discounting the opinion of a mental health practitioner on this ground. 16 The ALJ accordingly erred by discounting Dr. Metoyer’s opinion. 17 3. Cynthia Hurtado, ARNP. 18 ARNP Hurtado, Plaintiff’s treating provider, authored a medical source 19 statement on July 15, 2020. Tr. 389. ARNP noted Plaintiff’s chronic PTSD “with 20 psychoses and mania” diagnosis and opined Plaintiff “is unable to work now and 21 for an undetermined amount of time.” Tr. 389. The ALJ principally rejected the 22 opinion as conclusory, concerning an issue reserved to the Commissioner, brief 23 and vague, and unsupported. Tr. 25. Without addressing the merits of the ALJ’s 24 findings, the Court concludes the ALJ should have further developed the record to 25 obtain a more fulsome medical source statement, lest potentially significant, 26 probative, and helpful evidence from Plaintiff’s treating provider be excluded from 27 the record and, by extension, the ALJ’s evaluation. See Tonapetyan v. Halter, 242 28 F.3d 1144, 1150 (9th Cir. 2001) (“The ALJ in a social security case has an ORDER GRANTING PLAINTIFF’S MOTION - 8 1 independent duty to fully and fairly develop the record and to assure that the 2 claimant’s interests are considered.”) (internal quotation marks and citations 3 omitted). Because the ALJ failed to do so, the Court concludes the ALJ erred in 4 assessing ARNP Hurtado’s opinion. 5 4. Carol Moore, Ph.D. and Howard Atkins, Ph.D. 6 Dr. Moore conducted a mental residual functional capacity assessment at the 7 administrative level, opining, among other things, Plaintiff’s ability to maintain 8 regular attendance was “[n]ot significantly limited” and ability to complete a 9 normal workday and workweek without interruptions from psychologically-based 10 symptoms was “[m]oderately limited.” Tr. 113-14. Dr. Atkins endorsed Dr. 11 Moore’s assessment on reconsideration. Tr. 138-42. The ALJ found these 12 opinions persuasive. Tr. 27. 13 Plaintiff contends the ALJ erroneously found these opinions more 14 persuasive than the opinions discussed above. ECF No. 10 at 16. Although the 15 ALJ was not required to provide reasons in support of incorporating a medical 16 opinion into the residual functional capacity determination, see Turner v. Comm’r 17 of Soc. Sec. Admin., 613 F.3d 1217, 1223 (9th Cir. 2010), because the ALJ erred by 18 discounting the three sets of medical opinions discussed above, the ALJ must also 19 reassess these opinions anew on remand. 20 B. Subjective Complaints 21 Plaintiff contends the ALJ erred by not properly assessing Plaintiff’s 22 symptom complaints. ECF No. 10 at 3-10. Where, as here, the ALJ determines a 23 claimant has presented objective medical evidence establishing underlying 24 impairments that could cause the symptoms alleged, and there is no affirmative 25 evidence of malingering, the ALJ can only discount the claimant’s testimony as to 26 symptom severity by providing “specific, clear, and convincing” reasons supported 27 by substantial evidence. Trevizo v. Berryhill, 871 F.3d 664, 678 (9th Cir. 2017). 28 ORDER GRANTING PLAINTIFF’S MOTION - 9 1 The Court concludes the ALJ failed to offer clear and convincing reasons to 2 discount Plaintiff’s testimony. 3 The ALJ first discounted Plaintiff’s testimony as inconsistent with the 4 medical evidence. Tr. 23. However, because the ALJ erred by discounting three 5 sets of medical opinions, and necessarily failed to properly evaluate the medical 6 evidence, as discussed above, this is not a valid ground to discount Plaintiff’s 7 testimony. 8 The ALJ next discounted Plaintiff’s testimony as inconsistent with his 9 activities. In support, the ALJ noted Plaintiff, among other minimal activities, “is 10 able to shop for food and do his laundry once a month,” “drives to a park every day 11 where he thinks and write,” and “lives at his grandmother’s house, where he 12 showers, does laundry, and occasionally cooks.” Tr. 24. Plaintiff’s activities are 13 neither inconsistent with nor a valid reason to discount his allegations. See 14 Diedrich v. Berryhill, 874 F.3d 634, 643 (9th Cir. 2017) (“House chores, cooking 15 simple meals, self-grooming, paying bills, writing checks, and caring for a cat in 16 one’s own home, as well as occasional shopping outside the home, are not similar 17 to typical work responsibilities.”); Vertigan v. Halter, 260 F.3d 1044, 1050 (9th 18 Cir. 2001) (“This court has repeatedly asserted that the mere fact that a plaintiff has 19 carried on certain daily activities, such as grocery shopping, driving a car, or 20 limited walking for exercise, does not in any way detract from her credibility as to 21 her overall disability. One does not need to be ‘utterly incapacitated’ in order to be 22 disabled.”) (quoting Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989)); Reddick, 23 157 F.3d at 722 (“Several courts, including this one, have recognized that disability 24 claimants should not be penalized for attempting to lead normal lives in the face of 25 their limitations.”); Cooper v. Bowen, 815 F.2d 557, 561 (9th Cir. 1987) (noting 26 that a disability claimant need not “vegetate in a dark room” in order to be deemed 27 eligible for benefits). Similarly, Plaintiff’s activities do not “meet the threshold for 28 transferable work skills.” Orn v. Astrue, 495 F.3d 625, 639 (9th Cir. 2007) (citing ORDER GRANTING PLAINTIFF’S MOTION - 10 1 Fair, 885 F.2d at 603). The ALJ accordingly erred by discounting Plaintiff’s 2 testimony on this ground. 3 Third, the ALJ discounted Plaintiff’s testimony on the ground Plaintiff, in 4 the ALJ’s view, “exaggerated his symptoms and limitations.” Tr. 24. For the 5 reasons discussed above, it was error for the ALJ to discount Plaintiff’s testimony 6 on this ground. 7 Finally, the ALJ discounted Plaintiff’s testimony on the ground Plaintiff 8 “has not always been forthcoming about his drug and alcohol use.” Tr. 23. The 9 ALJ’s findings on this score are not the model of clarity and the Commissioner’s 10 brief relies heavily on speculation. See ECF No. 18 at 15 (“However, mere 11 repetition of notes in the record does not mean they were simply copied and 12 pasted—they may, indeed, have represented continued use, despite his testimony to 13 the contrary.”) (emphasis added); id. (“[B]ecause this was Plaintiff’s initial 14 appointment with this provider to treat hand and wrist issues, it seems unlikely the 15 provider would have made note of drug use that was strictly in the past.”) 16 (emphasis added). Further, symptom evaluation should not “delve into wide- 17 ranging scrutiny of the claimant’s character and apparent truthfulness,” Trevizo, 18 871 F.3d at 678 n.5 (quoting SSR 16–3p) – especially if such scrutiny relies on 19 such a flimsy evidentiary foundation. The Court concludes this finding is not 20 supported by substantial evidence. The ALJ thus erred by discounting Plaintiff’s 21 testimony on this ground. 22 23 24 The ALJ accordingly erred by discounting Plaintiff’s testimony. CONCLUSION Because the Court remands this case, it need not reach Plaintiff’s remaining 25 assignment of error regarding the ALJ’s duty to develop the record. See PDK 26 Labs. Inc. v. DEA, 362 F.3d 786, 799 (D.C. Cir. 2004) (“[I]f it is not necessary to 27 decide more, it is necessary not to decide more.”) (Roberts, J., concurring in part 28 and concurring in the judgment). On remand, the ALJ shall fully develop the ORDER GRANTING PLAINTIFF’S MOTION - 11 1 record, reevaluate the opinions of Dr. Olmer, Dr. VanFossen, Dr. Metoyer, ARNP 2 Hurtado, Dr. Moore, and Dr. Atkins, reassess Plaintiff’s testimony, redetermine the 3 RFC as needed, and proceed to the remaining steps as appropriate. 4 Having reviewed the record and the ALJ’s findings, the Commissioner’s 5 final decision is REVERSED and this case is REMANDED for further 6 proceedings under sentence four of 42 U.S.C. § 405(g). Therefore, IT IS 7 HEREBY ORDERED: 8 1. Plaintiff’s motion to reverse, ECF No. 10, is GRANTED. 9 2. Defendant’s motion to affirm, ECF No. 18, is DENIED. 10 The District Court Executive is directed to file this Order and provide a copy 11 to counsel for Plaintiff and Defendant. Judgment shall be entered for Plaintiff and 12 the file shall be CLOSED. 13 IT IS SO ORDERED. 14 DATED March 5, 2024. 15 16 17 _____________________________________ ALEXANDER C. EKSTROM UNITED STATES MAGISTRATE JUDGE 18 19 20 21 22 23 24 25 26 27 28 ORDER GRANTING PLAINTIFF’S MOTION - 12

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